4//SEC Filing
Black David 4
Accession 0001181431-12-006620
CIK 0001392380other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 8:06 PM ET
Size
25.9 KB
Accession
0001181431-12-006620
Insider Transaction Report
Form 4
Gevo, Inc.GEVO
Black David
EVP, Upstream Bus, Development
Transactions
- Sale
Common Stock
2012-02-07$9.39/sh−1,603$15,060→ 3,974 total(indirect: By LLC) - Sale
Common Stock
2012-02-07$10.00/sh−3,974$39,740→ 0 total(indirect: By LLC) - Exercise of In-Money
Common Stock
2012-02-03$2.70/sh+1,298$3,505→ 1,298 total(indirect: By LLC) - Sale
Common Stock
2012-02-03$8.87/sh−395$3,505→ 903 total(indirect: By LLC) - Exercise of In-Money
Common Stock
2012-02-06$2.70/sh+7,573$20,447→ 7,573 total(indirect: By LLC) - Sale
Common Stock
2012-02-06$9.13/sh−2,241$20,449→ 5,332 total(indirect: By LLC) - Exercise of In-Money
Warrants (right to buy)
2012-02-03−1,298→ 856,702 total(indirect: By LLC)Exercise: $2.70From: 2009-09-21Exp: 2016-09-21→ Common Stock (1,298 underlying) - Exercise of In-Money
Warrants (right to buy)
2012-02-07−5,577→ 843,552 total(indirect: By LLC)Exercise: $2.70From: 2009-09-21Exp: 2016-09-21→ Common Stock (5,577 underlying) - Sale
Common Stock
2012-02-03$10.00/sh−903$9,030→ 0 total(indirect: By LLC) - Sale
Common Stock
2012-02-06$10.00/sh−5,332$53,320→ 0 total(indirect: By LLC) - Exercise of In-Money
Common Stock
2012-02-07$2.70/sh+5,577$15,058→ 5,577 total(indirect: By LLC) - Exercise of In-Money
Warrants (right to buy)
2012-02-06−7,573→ 849,129 total(indirect: By LLC)Exercise: $2.70From: 2009-09-21Exp: 2016-09-21→ Common Stock (7,573 underlying)
Footnotes (6)
- [F1]The shares of common stock were issued to CDP Gevo, LLC. CDP Gevo, LLC is beneficially owned 50% by David Black and 50% by Michael Slaney, each of whom may be held to have voting and dispositive power over 100% of the shares held by CDP Gevo, LLC. The reporting person disclaims beneficial ownership of shares held by CDP Gevo, LLC except to the extent of his pecuniary interest therein.
- [F2]On February 3, 2012, CDP Gevo, LLC exercised a warrant to purchase 1,298 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 395 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 903 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2011.
- [F4]On February 6, 2012, CDP Gevo, LLC exercised a warrant to purchase 7,573 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 2,241 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 5,332 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
- [F5]On February 7, 2012, CDP Gevo, LLC exercised a warrant to purchase 5,577 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,603 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 3,974 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
- [F6]This warrant was issued to CDP Gevo, LLC. CDP Gevo, LLC is beneficially owned 50% by David Black and 50% by Michael Slaney, each of whom may be held to have voting and dispositive power over 100% of the shares held by CDP Gevo, LLC. The reporting person disclaims beneficial ownership of shares held by CDP Gevo, LLC except to the extent of his pecuniary interest therein.
Documents
Issuer
Gevo, Inc.
CIK 0001392380
Entity typeother
Related Parties
1- filerCIK 0001511490
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 8:06 PM ET
- Size
- 25.9 KB