VARGO MARK W 4

Accession 0001181431-12-007471

CIK 0001028087other

Filed

Feb 8, 7:00 PM ET

Accepted

Feb 9, 6:16 PM ET

Size

20.8 KB

Accession

0001181431-12-007471

Form 4

Period: 2012-02-09

VP - Chief Accounting Officer

Transactions

Disposition to Issuer
Nonqualified Option (Right to Buy)
2012-02-09$12.99/sh−4,350$56,507→ 0 total
Exercise: $6.01From: 2012-02-09Exp: 2013-05-02→ Common Stock (4,350 underlying)
Disposition to Issuer
Nonqualified Option (Right to Buy)
2012-02-09$10.10/sh−6,600$66,660→ 0 total
Exercise: $8.90From: 2012-02-09Exp: 2014-02-24→ Common Stock (6,600 underlying)
Disposition to Issuer
Nonqualified Option (Right to Buy)
2012-02-09−6,700→ 0 total
Exercise: $12.85From: 2012-02-09Exp: 2021-02-28→ Common Stock (6,700 underlying)
Disposition to Issuer
Nonqualified Option (Right to Buy)
2012-02-09$5.20/sh−5,200$27,040→ 0 total
Exercise: $13.80From: 2012-02-09Exp: 2016-02-21→ Common Stock (5,200 underlying)
Disposition to Issuer
Nonqualified Option (Right to Buy)
2012-02-09$5.83/sh−6,600$38,478→ 0 total
Exercise: $13.17From: 2012-02-09Exp: 2020-02-23→ Common Stock (6,600 underlying)
Disposition to Issuer
Nonqualified Option (Right to Buy)
2012-02-09$3.25/sh−4,350$14,138→ 0 total
Exercise: $15.75From: 2012-02-09Exp: 2015-02-22→ Common Stock (4,350 underlying)
Disposition to Issuer
Nonqualified Option (Right to Buy)
2012-02-09$12.47/sh−6,300$78,561→ 0 total
Exercise: $6.53From: 2012-02-09Exp: 2019-02-24→ Common Stock (6,300 underlying)
Disposition to Issuer
Nonqualified Option (Right to Buy)
2012-02-09$9.42/sh−4,200$39,564→ 0 total
Exercise: $9.58From: 2012-02-09Exp: 2018-02-22→ Common Stock (4,200 underlying)

Footnotes (3)

[F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 4, 2011, among the Company, JLL Crown Holdings, LLC, and JLL Crown Merger Sub, Inc. (the "Merger Agreement"). Immediately prior to the effective time of the merger on February 9, 2012, pursuant to the terms of the Merger Agreement, each then-outstanding option to purchase shares of Company common stock, whether or not vested or exercisable, became fully vested and exercisable and was converted into the right to receive an amount in cash equal to the product of (i) the excess of the merger consideration of $19.00 per share over the applicable exercise price per share of the stock option and (ii) the number of shares of Company common stock the holder could have purchased had the holder exercised the stock option in full immediately prior to the effective time of the merger, without interest and less any applicable withholding taxes.
[F2]Immediately prior to the effective time of the merger on February 9, 2012, pursuant to the terms of the Merger Agreement, each then-outstanding option to purchase shares of Company common stock, whether or not vested or exercisable, became fully vested and exercisable.
[F3]This option was converted into an option to purchase 54 shares of common stock of ADPI Holdings, Inc., a subsidiary of JLL Crown Holdings, LLC, with an exercise price of $250.00 per share.

Documents

1 file

AMERICAN DENTAL PARTNERS INC

CIK 0001028087

Entity typeother