4//SEC Filing
Gibbs Thomas E. 4
Accession 0001181431-12-008407
CIK 0001370914other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 10:44 AM ET
Size
19.0 KB
Accession
0001181431-12-008407
Insider Transaction Report
Form 4
Gibbs Thomas E.
Director
Transactions
- Exercise/Conversion
Common Stock
2012-02-14$0.01/sh+62,500$625→ 62,500 total(indirect: By LLC) - Exercise/Conversion
Common Stock
2012-02-14$0.01/sh+37,500$375→ 37,500 total(indirect: By LLC) - Exercise/Conversion
Common Stock Warrant
2012-02-14−62,500→ 0 total(indirect: By LLC)Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (62,500 underlying) - Exercise/Conversion
Common Stock Warrant
2012-02-14−37,500→ 0 total(indirect: By LLC)Exercise: $0.01From: 2011-09-30Exp: 2012-03-31→ Common Stock (37,500 underlying)
Holdings
- 36,000(indirect: By LLC)
Common Stock
- 357,952
Common Stock
- 200
Series C Convertible Preferred Stock
- 50(indirect: By LLC)
Series C Convertible Preferred Stock
- 30(indirect: By LLC)
Series C Convertible Preferred Stock
- 15,000
Options
Exercise: $16.50From: 2008-12-31Exp: 2016-12-15→ Common Stock (15,000 underlying) - 7,500
Options
Exercise: $16.50From: 2008-12-31Exp: 2017-05-01→ Common Stock (7,500 underlying) - 0
Common Stock Warrant (right to buy)
Exercise: $0.01From: 2011-06-30Exp: 2012-03-31→ Common Stock (250,000 underlying)
Footnotes (5)
- [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F2]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
- [F3]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
- [F5]Non-transferrable stock purchase warrant exercised.
Issuer
Florida Bank Group, Inc.
CIK 0001370914
Entity typeother
Related Parties
1- filerCIK 0001475394
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 10:44 AM ET
- Size
- 19.0 KB