Florida Bank Group, Inc.·4

Feb 14, 10:44 AM ET

Gibbs Thomas E. 4

4 · Florida Bank Group, Inc. · Filed Feb 14, 2012

Insider Transaction Report

Form 4
Period: 2012-02-14
Transactions
  • Exercise/Conversion

    Common Stock

    2012-02-14$0.01/sh+62,500$62562,500 total(indirect: By LLC)
  • Exercise/Conversion

    Common Stock

    2012-02-14$0.01/sh+37,500$37537,500 total(indirect: By LLC)
  • Exercise/Conversion

    Common Stock Warrant

    2012-02-1462,5000 total(indirect: By LLC)
    Exercise: $0.01From: 2011-06-30Exp: 2012-03-31Common Stock (62,500 underlying)
  • Exercise/Conversion

    Common Stock Warrant

    2012-02-1437,5000 total(indirect: By LLC)
    Exercise: $0.01From: 2011-09-30Exp: 2012-03-31Common Stock (37,500 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    36,000
  • Common Stock

    357,952
  • Series C Convertible Preferred Stock

    200
  • Series C Convertible Preferred Stock

    (indirect: By LLC)
    50
  • Series C Convertible Preferred Stock

    (indirect: By LLC)
    30
  • Options

    Exercise: $16.50From: 2008-12-31Exp: 2016-12-15Common Stock (15,000 underlying)
    15,000
  • Options

    Exercise: $16.50From: 2008-12-31Exp: 2017-05-01Common Stock (7,500 underlying)
    7,500
  • Common Stock Warrant (right to buy)

    Exercise: $0.01From: 2011-06-30Exp: 2012-03-31Common Stock (250,000 underlying)
    0
Footnotes (5)
  • [F1]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
  • [F2]The shares of Preferred Stock are convertible into common stock at the holder's option after December 31, 2011 and are mandatorily convertible in certain events. The stock is convertible at a per share price based upon the Company's tangible common stock book value per share as of the end of the calendar quarter prior to conversion, as calculated in accordance with the Company's Articles of Incorporation, as amended.
  • [F3]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
  • [F4]One non-transferrable stock purchase warrant for each share of Series C Convertible Preferred Stock purchased, each such warrant exercisable for 1,250 shares of common stock at $.01 per share.
  • [F5]Non-transferrable stock purchase warrant exercised.

Documents

1 file
  • 4
    rrd333989.xmlPrimary

    GIBBS GOLDEN RULE FORM 4 WARRANT EXERCISE