4//SEC Filing
Black David 4
Accession 0001181431-12-009149
CIK 0001392380other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 5:04 PM ET
Size
11.4 KB
Accession
0001181431-12-009149
Insider Transaction Report
Form 4
Gevo, Inc.GEVO
Black David
EVP, Upstream Bus, Development
Transactions
- Exercise of In-Money
Common Stock
2012-02-13$2.70/sh+8,152$22,010→ 8,152 total(indirect: By LLC) - Sale
Common Stock
2012-02-13$9.33/sh−2,361$22,019→ 5,791 total(indirect: By LLC) - Exercise of In-Money
Warrants (right to buy)
2012-02-13−8,152→ 835,400 total(indirect: By LLC)Exercise: $2.70From: 2009-09-21Exp: 2016-09-21→ Common Stock (8,152 underlying) - Sale
Common Stock
2012-02-13$10.00/sh−5,791$57,910→ 0 total(indirect: By LLC)
Footnotes (4)
- [F1]The shares of common stock were issued to CDP Gevo, LLC. CDP Gevo, LLC is beneficially owned 50% by David Black and 50% by Michael Slaney, each of whom may be held to have voting and dispositive power over 100% of the shares held by CDP Gevo, LLC. The reporting person disclaims beneficial ownership of shares held by CDP Gevo, LLC except to the extent of his pecuniary interest therein.
- [F2]On February 13, 2012, CDP Gevo, LLC exercised a warrant to purchase 8,152 shares of the Issuer's common stock for $2.70 per share. CDP Gevo, LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 2,361 of the warrant shares to pay the exercise price and issuing to CDP Gevo, LLC the remaining 5,791 shares. The Issuer also paid a negligible amount to CDP Gevo, LLC in lieu of a fractional share.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2011.
- [F4]This warrant was issued to CDP Gevo, LLC. CDP Gevo, LLC is beneficially owned 50% by David Black and 50% by Michael Slaney, each of whom may be held to have voting and dispositive power over 100% of the shares held by CDP Gevo, LLC. The reporting person disclaims beneficial ownership of shares held by CDP Gevo, LLC except to the extent of his pecuniary interest therein.
Documents
Issuer
Gevo, Inc.
CIK 0001392380
Entity typeother
Related Parties
1- filerCIK 0001511490
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 5:04 PM ET
- Size
- 11.4 KB