Home/Filings/4/0001181431-12-010101
4//SEC Filing

ERVIN GARY W. 4

Accession 0001181431-12-010101

CIK 0001133421other

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 7:19 PM ET

Size

9.0 KB

Accession

0001181431-12-010101

Insider Transaction Report

Form 4
Period: 2012-02-15
ERVIN GARY W.
Corp VP & Pres Aerospace Sys
Transactions
  • Award

    Restricted Performance Stock Rights

    2012-02-15+51,273102,688 total
    Common Stock (51,273 underlying)
  • Award

    Restricted Stock Rights

    2012-02-15+20,11757,194 total
    Common Stock (20,117 underlying)
Footnotes (4)
  • [F1]Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the three-year performance period ending December 31, 2014.
  • [F2]Total amount includes 51,273 unvested RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/15/12 with a valuation of performance measurement period ("measurement period") ending on 12/31/14; 34,562 unvested RPSRs granted under the 2001 Long-Term Incentive Stock Plan ("2001 LTISP") on 2/16/10 with a measurement period ending on 12/31/12; and 16,853 unvested RPSRs granted under the 2001 LTISP on 2/15/11 with a measurement period ending on 12/31/13. Grants awarded pursuant to Rule 16b-3(d)(3).
  • [F3]Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/15/12 and will vest on 2/15/15.
  • [F4]Total amount includes 20,117 unvested RSRs granted under the LTISP on 2/15/12 that will vest on 2/15/15; and 37,077 RSRs granted under the 2001 LTISP on 2/15/11 that will vest on 2/15/15. Grants awarded pursuant to Rule 16b-3(d)(3).

Issuer

NORTHROP GRUMMAN CORP /DE/

CIK 0001133421

Entity typeother

Related Parties

1
  • filerCIK 0001413305

Filing Metadata

Form type
4
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 7:19 PM ET
Size
9.0 KB