4//SEC Filing
BARTON STANCIL E 4
Accession 0001181431-12-010511
CIK 0001183186other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 5:11 PM ET
Size
24.7 KB
Accession
0001181431-12-010511
Insider Transaction Report
Form 4
BARTON STANCIL E
EVP, GC, SEC'Y & CCO
Transactions
- Exercise/Conversion
Restricted Stock Units
2012-02-16−13,569→ 0 totalExercise: $0.00→ Common Stock (13,569 underlying) - Award
Restricted Stock Units
2012-02-16+12,732→ 12,732 totalExercise: $0.00→ Common Stock (12,732 underlying) - Exercise/Conversion
Restricted Stock Units
2012-02-16−4,073→ 5,539 totalExercise: $0.00→ Common Stock (4,073 underlying) - Exercise/Conversion
Restricted Stock Units
2012-02-16−3,198→ 8,698 totalExercise: $0.00→ Common Stock (3,198 underlying) - Exercise/Conversion
Common Stock
2012-02-16+3,198→ 61,330.849 total - Sale
Common Stock
2012-02-16$16.00/sh−8,000$128,000→ 53,330.849 total - Tax Payment
Restricted Stock Units
2012-02-16−4,881→ 13,569 totalExercise: $0.00→ Common Stock (4,881 underlying) - Tax Payment
Restricted Stock Units
2012-02-16−1,151→ 11,896 totalExercise: $0.00→ Common Stock (1,151 underlying) - Exercise/Conversion
Common Stock
2012-02-16+13,569→ 54,059.849 total - Exercise/Conversion
Common Stock
2012-02-16+4,073→ 58,132.849 total - Tax Payment
Restricted Stock Units
2012-02-16−1,466→ 9,612 totalExercise: $0.00→ Common Stock (1,466 underlying)
Footnotes (7)
- [F1]The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2010. 4,881 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 13,569 were immediately settled for shares of Issuer's Common Stock.
- [F2]Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
- [F3]Includes shares acquired through dividend reinvestment.
- [F4]The RSUs vest in three equal annual installments commencing February 16, 2011. 1,466 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 4,073 were immediately settled for shares of Issuer's Common Stock.
- [F5]The RSUs vest in three equal annual installments commencing February 16, 2012. 1,151 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 3,198 were immediately settled for shares of Issuer's Common Stock.
- [F6]Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
- [F7]The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.
Documents
Issuer
NATIONAL FINANCIAL PARTNERS CORP
CIK 0001183186
Entity typeother
Related Parties
1- filerCIK 0001431845
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 5:11 PM ET
- Size
- 24.7 KB