GOLDMAN MICHAEL N 4

Accession 0001181431-12-010513

CIK 0001183186other

View on SEC.gov Company Profile

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 5:13 PM ET

Size

25.1 KB

Accession

0001181431-12-010513

Insider Transaction Report

Form 4

Period: 2012-02-16

NATIONAL FINANCIAL PARTNERS CORPNFP

GOLDMAN MICHAEL N

EVP Mergers & Acquisitions

Transactions

Exercise/Conversion
Restricted Stock Units
2012-02-16−22,398→ 0 total
Exercise: $0.00→ Common Stock (22,398 underlying)
Exercise/Conversion
Common Stock
2012-02-16+22,398→ 103,060.466 total
Exercise/Conversion
Common Stock
2012-02-16+4,483→ 113,426.466 total
Tax Payment
Restricted Stock Units
2012-02-16−14,502→ 22,398 total
Exercise: $0.00→ Common Stock (14,502 underlying)
Exercise/Conversion
Restricted Stock Units
2012-02-16−5,883→ 10,910 total
Exercise: $0.00→ Common Stock (5,883 underlying)
Tax Payment
Restricted Stock Units
2012-02-16−3,831→ 21,111 total
Exercise: $0.00→ Common Stock (3,831 underlying)
Exercise/Conversion
Restricted Stock Units
2012-02-16−4,483→ 16,628 total
Exercise: $0.00→ Common Stock (4,483 underlying)
Award
Restricted Stock Units
2012-02-16+26,738→ 26,738 total
Exercise: $0.00→ Common Stock (26,738 underlying)
Exercise/Conversion
Common Stock
2012-02-16+5,883→ 108,943.466 total
Sale
Common Stock
2012-02-16$16.04/sh−12,500$200,490→ 100,926.466 total
Tax Payment
Restricted Stock Units
2012-02-16−5,027→ 16,793 total
Exercise: $0.00→ Common Stock (5,027 underlying)

Footnotes (8)

[F1]The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2010. 14,502 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 22,398 were immediately settled for shares of Issuer's Common Stock.
[F2]Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
[F3]Includes shares acquired through dividend reinvestment.
[F4]The RSUs vest in three equal annual installments commencing February 16, 2011. 5,027 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 5,883 were immediately settled for shares of Issuer's Common Stock.
[F5]The RSUs vest in three equal annual installments commencing February 16, 2012. 3,831of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 4,483 were immediately settled for shares of Issuer's Common Stock.
[F6]This transaction was executed in multiple trades at prices ranging from $16.00 to $16.08. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
[F7]Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
[F8]The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.

Documents

1 file

4
rrd333956.xmlPrimary
FORM 4

Issuer

NATIONAL FINANCIAL PARTNERS CORP

CIK 0001183186

→

Entity typeother

Related Parties

filerCIK 0001353145

Filing Metadata

Form type: 4
Filed: Feb 20, 7:00 PM ET
Accepted: Feb 21, 5:13 PM ET
Size: 25.1 KB

View on SEC.gov