4//SEC Filing
POER JAMES 4
Accession 0001181431-12-010518
CIK 0001183186other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 5:16 PM ET
Size
21.3 KB
Accession
0001181431-12-010518
Insider Transaction Report
Form 4
POER JAMES
Other
Transactions
- Award
Restricted Stock Units
2012-02-16+7,958→ 7,958 totalExercise: $0.00→ Common Stock (7,958 underlying) - Exercise/Conversion
Common Stock
2012-02-16+2,069→ 23,202.861 total - Exercise/Conversion
Common Stock
2012-02-16+2,469→ 21,133.861 total - Sale
Common Stock
2012-02-16$16.00/sh−6,400$102,421→ 16,802.861 total - Tax Payment
Restricted Stock Units
2012-02-16−888→ 5,826 totalExercise: $0.00→ Common Stock (888 underlying) - Tax Payment
Restricted Stock Units
2012-02-16−745→ 7,697 totalExercise: $0.00→ Common Stock (745 underlying) - Award
Restricted Stock Units
2012-02-16+12,732→ 12,732 totalExercise: $0.00→ Common Stock (12,732 underlying) - Exercise/Conversion
Restricted Stock Units
2012-02-16−2,469→ 3,357 totalExercise: $0.00→ Common Stock (2,469 underlying) - Exercise/Conversion
Restricted Stock Units
2012-02-16−2,069→ 5,628 totalExercise: $0.00→ Common Stock (2,069 underlying)
Footnotes (7)
- [F1]The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2011. 888 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,469 were immediately settled for shares of Issuer's Common Stock.
- [F2]Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
- [F3]Includes shares acquired through dividend reinvestment.
- [F4]The RSUs vest in three equal annual installments commencing February 16, 2012. 745 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,069 were immediately settled for shares of Issuer's Common Stock.
- [F5]This transaction was executed in multiple trades at prices ranging from $15.95 to $16.0335. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
- [F7]The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.
Documents
Issuer
NATIONAL FINANCIAL PARTNERS CORP
CIK 0001183186
Entity typeother
Related Parties
1- filerCIK 0001438886
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 5:16 PM ET
- Size
- 21.3 KB