POER JAMES 4

4 · NATIONAL FINANCIAL PARTNERS CORP · Filed Feb 21, 2012

Form 4

Period: 2012-02-16

Other

Transactions

Award
Restricted Stock Units
2012-02-16+7,958→ 7,958 total
Exercise: $0.00→ Common Stock (7,958 underlying)
Exercise/Conversion
Common Stock
2012-02-16+2,069→ 23,202.861 total
Exercise/Conversion
Common Stock
2012-02-16+2,469→ 21,133.861 total
Sale
Common Stock
2012-02-16$16.00/sh−6,400$102,421→ 16,802.861 total
Tax Payment
Restricted Stock Units
2012-02-16−888→ 5,826 total
Exercise: $0.00→ Common Stock (888 underlying)
Tax Payment
Restricted Stock Units
2012-02-16−745→ 7,697 total
Exercise: $0.00→ Common Stock (745 underlying)
Award
Restricted Stock Units
2012-02-16+12,732→ 12,732 total
Exercise: $0.00→ Common Stock (12,732 underlying)
Exercise/Conversion
Restricted Stock Units
2012-02-16−2,469→ 3,357 total
Exercise: $0.00→ Common Stock (2,469 underlying)
Exercise/Conversion
Restricted Stock Units
2012-02-16−2,069→ 5,628 total
Exercise: $0.00→ Common Stock (2,069 underlying)

Footnotes (7)

[F1]The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2011. 888 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,469 were immediately settled for shares of Issuer's Common Stock.
[F2]Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
[F3]Includes shares acquired through dividend reinvestment.
[F4]The RSUs vest in three equal annual installments commencing February 16, 2012. 745 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,069 were immediately settled for shares of Issuer's Common Stock.
[F5]This transaction was executed in multiple trades at prices ranging from $15.95 to $16.0335. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
[F6]Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
[F7]The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.

Documents

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