O'MALLEY EDWARD 4/A

Accession 0001181431-12-011719

CIK 0001183186other

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 5:42 PM ET

Size

26.7 KB

Accession

0001181431-12-011719

Form 4/AAmended

Period: 2012-02-16

SVP NFPOther

Transactions

Exercise/Conversion
Common Stock
2012-02-16+2,069→ 30,098 total
Tax Payment
Restricted Stock Units
2012-02-16−888→ 5,826 total
Exercise: $0.00→ Common Stock (888 underlying)
Tax Payment
Restricted Stock Units
2012-02-16−745→ 7,697 total
Exercise: $0.00→ Common Stock (745 underlying)
Award
Restricted Stock Units
2012-02-16+7,958→ 7,958 total
Exercise: $0.00→ Common Stock (7,958 underlying)
Exercise/Conversion
Restricted Stock Units
2012-02-16−7,237→ 0 total
Exercise: $0.00→ Common Stock (7,237 underlying)
Sale
Common Stock
2012-02-17$16.30/sh−6,000$97,799→ 24,098 total
Award
Restricted Stock Units
2012-02-16+12,732→ 12,732 total
Exercise: $0.00→ Common Stock (12,732 underlying)
Exercise/Conversion
Common Stock
2012-02-16+7,237→ 25,560 total
Exercise/Conversion
Common Stock
2012-02-16+2,469→ 28,029 total
Tax Payment
Restricted Stock Units
2012-02-16−2,603→ 7,237 total
Exercise: $0.00→ Common Stock (2,603 underlying)
Exercise/Conversion
Restricted Stock Units
2012-02-16−2,469→ 3,357 total
Exercise: $0.00→ Common Stock (2,469 underlying)
Exercise/Conversion
Restricted Stock Units
2012-02-16−2,069→ 5,628 total
Exercise: $0.00→ Common Stock (2,069 underlying)

Footnotes (6)

[F1]The restricted stock units ("RSUs") vest in three equal annual installments commencing February 16, 2010. 2,603 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 7,237 were immediately settled for shares of Issuer's Common Stock.
[F2]The RSUs vest in three equal annual installments commencing February 16, 2011. 888 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,469 were immediately settled for shares of Issuer's Common Stock.
[F3]The RSUs vest in three equal annual installments commencing February 16, 2012. 745 of the RSUs that vested on February 16, 2012 were withheld for payment of taxes and 2,069 were immediately settled for shares of Issuer's Common Stock.
[F4]This transaction was executed in multiple trades at prices ranging from $16.28 to $16.32. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
[F5]Each RSU represents a contingent right to receive one share of Issuer's Common Stock.
[F6]The RSUs vest in three equal annual installments commencing February 16, 2013. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock, or at the Issuer's option, in cash or a combination of the two.

Documents

1 file

NATIONAL FINANCIAL PARTNERS CORP

CIK 0001183186

Entity typeother