Peters Lisa B 4
4 · Bank of New York Mellon CORP · Filed Feb 27, 2012
Insider Transaction Report
Form 4
Peters Lisa B
Sr. Executive Vice President
Transactions
- Award
EMP OPT-Right to Buy-Type NQ 2/23/2012
2012-02-23+59,437→ 59,437 totalExercise: $22.03From: 2013-02-23Exp: 2022-02-22→ Common Stock (59,437 underlying) - Award
Common Stock
2012-02-23+38,822→ 196,104.525 total
Holdings
- 6,888.902(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Award of Restricted Stock Units under The Bank of New York Mellon Corporation Long-Term Incentive Plan. Units vest in annual increments of one-third beginning on first anniversary of the award and are subject to forfeiture if certain performance criteria are not achieved for 2012. A portion of the units may also be forfeited prior to vesting based on ongoing performance adjustment criteria. Vested units will be settled in Common Stock.
- [F2]Holdings reported as of 02/10/2012.
- [F3]Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant becomes exercisable in annual installments of one-fourth each beginning on date indicated. A portion of the options may be forfeited prior to vesting based on ongoing performance adjustment criteria.
- [F4]Not Applicable.