4//SEC Filing
Ashworth Emily A. 4
Accession 0001181431-12-012319
CIK 0001410636other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 9:46 PM ET
Size
16.4 KB
Accession
0001181431-12-012319
Insider Transaction Report
Form 4
Ashworth Emily A.
VP & Chief Information Officer
Transactions
- Tax Payment
Common Stock
2012-02-23$34.12/sh−864$29,480→ 3,318 total - Disposition to Issuer
Perfomance Stock Units
2012-02-23−30→ 3,226 totalExp: 2011-12-31→ Common Stock (30 underlying) - Exercise/Conversion
Common Stock
2012-02-23+2,314→ 4,182 total - Exercise/Conversion
Performance Stock Units
2012-02-23−2,314→ 3,256 totalExp: 2011-12-31→ Common Stock (2,314 underlying) - Award
Employee Stock Options (right to buy)
2012-02-23+8,714→ 31,164 totalExercise: $34.12Exp: 2018-12-31→ Common Stock (8,714 underlying) - Award
Performance Stock Units
2012-02-23+952→ 4,178 totalExp: 2014-12-31→ Common Stock (952 underlying)
Footnotes (6)
- [F1]Each performance stock unit represented a contingent right to receive one share of American Water Works Company, Inc.'s (the "Company") common stock, based on the Company's annual total stockholder return (TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Index over a three-year performance period.
- [F2]Represents the earned portion of the TSR performance stock units granted in 2009, which was based on the 30-day average stock price-at the beginning of the performance period and at the end of the three year performance period (15 business days before 12/31 and 15 days after 12/31). The number of performance stock units earned was 98.8 percent of the target.
- [F3]Represents the unearned portion of the TSR performance stock units granted in 2009, which was based on the 30-day average stock price-at the beginning of the performance period and at the end of the three year performance period (15 business days before 12/31 and 15 days after 12/31).
- [F4]Each performance stock unit represents a contingent right to receive one share of American Water's (the "Company") common stock. The actual number of performance stock units that may be earned will be based on the Company's annual total stockholder return ("TSR") relative to the performance of the other companies in the Dow Jones U.S. Utility Index over the three-year performance period beginning on January 1, 2012 and ending December 31, 2014. The number of performance stock units shown in column 5 is equal to the target number of performance stock units that may be earned.
- [F5]The options vest in three equal installments on January 1, 2013, 2014 and 2015.
- [F6]Includes 18 shares acquired through the Dividend Reinvestment Program (DRIP)
Documents
Issuer
American Water Works Company, Inc.
CIK 0001410636
Entity typeother
Related Parties
1- filerCIK 0001520608
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 9:46 PM ET
- Size
- 16.4 KB