4//SEC Filing
ACCESS INDUSTRIES INC 4
Accession 0001181431-12-012644
CIK 0001489393other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 5:21 PM ET
Size
21.4 KB
Accession
0001181431-12-012644
Insider Transaction Report
Form 4
ALTEP 2011 L.P.
Other
Transactions
- Sale
Class A Ordinary Shares
2012-02-24$44.02/sh−23,027$1,013,722→ 185,235 total
Holdings
- 79,961,051(indirect: By Corporation)
Class A Ordinary Shares
- 297,080(indirect: By Partnership)
Class A Ordinary Shares
AI INTERNATIONAL CHEMICALS S.A.R.L.
10% Owner
Transactions
- Sale
Class A Ordinary Shares
2012-02-24$44.02/sh−23,027$1,013,722→ 185,235 total
Holdings
- 79,961,051(indirect: By Corporation)
Class A Ordinary Shares
- 297,080(indirect: By Partnership)
Class A Ordinary Shares
AI CHEMICAL HOLDINGS LLC
10% Owner
Transactions
- Sale
Class A Ordinary Shares
2012-02-24$44.02/sh−23,027$1,013,722→ 185,235 total
Holdings
- 79,961,051(indirect: By Corporation)
Class A Ordinary Shares
- 297,080(indirect: By Partnership)
Class A Ordinary Shares
AI SMS GP Ltd
10% Owner
Transactions
- Sale
Class A Ordinary Shares
2012-02-24$44.02/sh−23,027$1,013,722→ 185,235 total
Holdings
- 79,961,051(indirect: By Corporation)
Class A Ordinary Shares
- 297,080(indirect: By Partnership)
Class A Ordinary Shares
ACCESS INDUSTRIES MANAGEMENT, LLC
10% Owner
Transactions
- Sale
Class A Ordinary Shares
2012-02-24$44.02/sh−23,027$1,013,722→ 185,235 total
Holdings
- 79,961,051(indirect: By Corporation)
Class A Ordinary Shares
- 297,080(indirect: By Partnership)
Class A Ordinary Shares
ALTEP 2010 L.P.
10% Owner
Transactions
- Sale
Class A Ordinary Shares
2012-02-24$44.02/sh−23,027$1,013,722→ 185,235 total
Holdings
- 79,961,051(indirect: By Corporation)
Class A Ordinary Shares
- 297,080(indirect: By Partnership)
Class A Ordinary Shares
ACCESS INDUSTRIES INC
10% Owner
Transactions
- Sale
Class A Ordinary Shares
2012-02-24$44.02/sh−23,027$1,013,722→ 185,235 total
Holdings
- 297,080(indirect: By Partnership)
Class A Ordinary Shares
- 79,961,051(indirect: By Corporation)
Class A Ordinary Shares
AI SMS L.P.
10% Owner
Transactions
- Sale
Class A Ordinary Shares
2012-02-24$44.02/sh−23,027$1,013,722→ 185,235 total
Holdings
- 79,961,051(indirect: By Corporation)
Class A Ordinary Shares
- 297,080(indirect: By Partnership)
Class A Ordinary Shares
ACCESS INDUSTRIES, LLC
10% Owner
Transactions
- Sale
Class A Ordinary Shares
2012-02-24$44.02/sh−23,027$1,013,722→ 185,235 total
Holdings
- 79,961,051(indirect: By Corporation)
Class A Ordinary Shares
- 297,080(indirect: By Partnership)
Class A Ordinary Shares
Blavatnik Len
10% Owner
Transactions
- Sale
Class A Ordinary Shares
2012-02-24$44.02/sh−23,027$1,013,722→ 185,235 total
Holdings
- 79,961,051(indirect: By Corporation)
Class A Ordinary Shares
- 297,080(indirect: By Partnership)
Class A Ordinary Shares
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.02 to $44.04, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F2]The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
- [F3]The securities reported are held directly by AI International Chemicals S.A.R.L. ("AIIC") and may be deemed to be held indirectly by each of the other reporting persons (other than Altep 2010 L.P., Altep 2011 L.P. and Access Industries, Inc.), because AIIC is a wholly owned subsidiary of AI Investments Holdings LLC, which is a wholly owned subsidiary of AI SMS L.P., a partnership of which AI SMS GP Limited is the general partner, which is a wholly owned subsidiary of Access Industries, LLC, which is controlled by Access Industries Management, LLC, which is controlled by Mr. Blavatnik. Each of the reporting persons (other than AIIC) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any of the securities reported on this Form.
- [F4]The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be beneficially owned by Access Industries, Inc. and Mr. Blavatnik because Access Industries, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls Access Industries, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
Documents
Issuer
LyondellBasell Industries N.V.
CIK 0001489393
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000877116
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 5:21 PM ET
- Size
- 21.4 KB