4//SEC Filing
ANDERSON JAMES C 4
Accession 0001181431-12-013933
CIK 0001084817other
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 5:10 PM ET
Size
12.3 KB
Accession
0001181431-12-013933
Insider Transaction Report
Form 4
RESPONSYS INCMKTG
ANDERSON JAMES C
10% Owner
Transactions
- Other
Common Stock
2012-02-29−900,000→ 3,326,192 total(indirect: By Foundation) - Other
Common Stock
2012-02-29+7,725→ 7,725 total(indirect: By Trust) - Other
Common Stock
2012-02-29−600,000→ 2,276,856 total(indirect: By Foundation)
Holdings
- 497,197(indirect: By LLC)
Common Stock
- 76,713(indirect: By LLC)
Common Stock
- 248,599(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]In kind distribution. On 02/29/2012, Foundation Capital II, LP distributed 900,000 shares of stock to its Partners; Foundation Capital Leadership Fund, LP distributed 600,000 shares of stock to its Partners.
- [F2]Foundation Capital Management Co. II, LLC ("FC2M") serves as the sole Manager of Foundation Capital II, L.P. ("FC2"), Foundation Capital II Entrepreneurs Fund, LLC ("FC2E"), and Foundation Capital II Principals Fund, LLC ("FC2P"). James Anderson, William Elmore, Kathryn Gould, Paul Koontz and Mike Schuh are Managing Members of FC2M. FC2M exercises sole voting and investment power over the shares owned by FC2, FC2E, and FC2P. As Managing Members of FC2M, Ms. Gould and Mssrs. Anderson, Elmore, Koontz and Schuh may be deemed to share voting and investment power over the shares owned by FC2, FC2E, and FC2P. Each of the Managing Members of FC2M disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.
- [F3]FC Leadership Management Co., LLC ("FCLM") serves as the sole Manager of Foundation Capital Leadership Fund, L.P. ("FCL") and Foundation Capital Leadership Principals Fund, LLC ("FCLP"). William Elmore, Kathryn Gould, Paul Koontz, and Mike Schuh are Managing Members of FCLM. FCLM exercises sole voting and investment power over the shares owned by FCL and FCLP. As Managing Members of FCLM, Ms. Gould and Mssrs. Elmore, Koontz and Schuh may be deemed to share voting and investment power over the shares owned by FCL and FCLP. Each of the Managing Members of FCLM disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein.
- [F4]In kind distribution. On 02/29/2012, Foundation Capital II, LP distributed 900,000 shares of stock to its Partners through which Mr. Anderson received 5,522 shares indirectly; Foundation Capital Leadership Fund, LP distributed 600,000 shares of stock to its Partners through which Mr. Anderson received 2,203 shares indirectly.
- [F5]Shares held by James Anderson as Trustee of the James Anderson Living Trust UAD 01/14/1999.
Documents
Issuer
RESPONSYS INC
CIK 0001084817
Entity typeother
Related Parties
1- filerCIK 0001205500
Filing Metadata
- Form type
- 4
- Filed
- Mar 1, 7:00 PM ET
- Accepted
- Mar 2, 5:10 PM ET
- Size
- 12.3 KB