Gill John M 4
4 · SUNGARD CAPITAL CORP · Filed Mar 6, 2012
Insider Transaction Report
Form 4
Gill John M
SVP, Corporate Dev. & Strategy
Transactions
- Exercise/Conversion
Class L Common Stock
2012-03-02+511.975→ 10,486.261 totalExercise: $0.00→ Class A-8 Common Stock (511.975 underlying) - Exercise/Conversion
Rollover Unit Option (right to buy)
2012-03-02−3,544.444→ 0 totalExercise: $4.50From: 2005-08-11Exp: 2012-03-06→ Unit (3,544.444 underlying) - Exercise/Conversion
Class A-8 Common Stock
2012-03-02+4,607.778→ 94,403.978 total
Footnotes (4)
- [F1]Shares received upon exercise of an aggregate of 3,544.4444 options for Units at an exercise price of $4.50 per Unit. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
- [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
- [F3]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
- [F4]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.