4//SEC Filing
Gill John M 4
Accession 0001181431-12-014598
CIK 0001337272other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 1:01 PM ET
Size
9.8 KB
Accession
0001181431-12-014598
Insider Transaction Report
Form 4
Gill John M
SVP, Corporate Dev. & Strategy
Transactions
- Exercise/Conversion
Class L Common Stock
2012-03-02+511.975→ 10,486.261 totalExercise: $0.00→ Class A-8 Common Stock (511.975 underlying) - Exercise/Conversion
Rollover Unit Option (right to buy)
2012-03-02−3,544.444→ 0 totalExercise: $4.50From: 2005-08-11Exp: 2012-03-06→ Unit (3,544.444 underlying) - Exercise/Conversion
Class A-8 Common Stock
2012-03-02+4,607.778→ 94,403.978 total
Footnotes (4)
- [F1]Shares received upon exercise of an aggregate of 3,544.4444 options for Units at an exercise price of $4.50 per Unit. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
- [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
- [F3]Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
- [F4]Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.
Documents
Issuer
SUNGARD CAPITAL CORP
CIK 0001337272
Entity typeother
Related Parties
1- filerCIK 0001542314
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 1:01 PM ET
- Size
- 9.8 KB