4//SEC Filing
PALOIAN JOHN 4
Accession 0001181431-12-014884
CIK 0000029669other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 6:17 PM ET
Size
19.3 KB
Accession
0001181431-12-014884
Insider Transaction Report
Form 4
PALOIAN JOHN
Chief Operating Officer
Transactions
- Tax Payment
Common Stock (withholding for tax liability)
2012-03-02$13.23/sh−23,964$317,044→ 219,181 total - Award
Common Stock
2012-03-02+78,000→ 297,181 total - Exercise/Conversion
Common Stock
2012-03-02$7.09/sh+88,087$624,537→ 385,268 total - Sale
Common Stock
2012-03-02$13.29/sh−88,087$1,170,676→ 297,181 total - Sale
Common Stock
2012-03-05$13.02/sh−14,205$184,949→ 282,956 total - Award
Performance Share Unit
2012-03-02+43,000→ 43,000 totalExp: 2014-12-31→ Common Stock (43,000 underlying) - Award
Employee Stock Option (right to buy)
2012-03-02+67,000→ 67,000 totalExercise: $13.23Exp: 2022-03-01→ Common Stock (67,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2012-03-02−88,087→ 88,087 totalExercise: $7.09Exp: 2019-03-02→ Common Stock (88,087 underlying)
Holdings
- 1,618(indirect: By 401(k))
Common Stock
Footnotes (11)
- [F1]Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- [F10]Company granted option issued pursuant to Rule 16b-3 Plan.
- [F11]The option, representing a right to purchase a total of 352,348, vests in four equal annual installments beginning on March 2, 2010.
- [F2]Company granted restricted stock units (RSUs) issued pursuant to Rule 16b-3 Plan. The RSUs vest in four equal annual installments beginning on March 2, 2013.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in December 2011.
- [F4]The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $13.21 to $13.59 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- [F5]The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $12.92 to $13.14 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- [F6]Includes 51,463 shares held directly, 2,957 shares held through dividend reinvestment plan and 228,536 restricted stock units.
- [F7]Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs are earned by acheiving a target level of performance measured against calculated cash flow targets during a three-year performance period beginning January 1, 2012 and ending December 31, 2014. Awards can range from 50% of the PSUs if the threshold is met up to a target of 100% of the PSUs if performance meets the specified levels. The amount reported above reflects the target amount of PSUs.
- [F8]Company granted performance share units issued pursuant to Rule 16b-3 Plan.
- [F9]The option vests in four equal annual installments beginning on March 2, 2013.
Documents
Issuer
RR Donnelley & Sons Co
CIK 0000029669
Entity typeother
Related Parties
1- filerCIK 0001286027
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 6:17 PM ET
- Size
- 19.3 KB