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4//SEC Filing

LAVINE JONATHAN S 4

Accession 0001181431-12-015858

CIK 0000817979other
View on SEC.govCompany Profile

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 9:46 PM ET

Size

36.3 KB

Accession

0001181431-12-015858

Insider Transaction Report

Form 4
Period: 2010-11-29
ACCURIDE CORPACW
PROSPECT HARBOR INVESTORS, LLC
10% Owner
Transactions
  • Conversion

    7.5% Convertible Note

    2010-11-29−30,993,366.57→ 0 total(indirect: See footnotes)
    Exercise: $9.36From: 2010-02-26Exp: 2020-02-26→ Common Stock (2,636,779 underlying)
  • Sale

    Common Stock, par value $0.01 per share

    2011-09-27$6.22/sh−475,000$2,954,500→ 2,433,370 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-22$12.97/sh−50,000$648,500→ 3,136,131 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-14$13.00/sh−10,000$130,000→ 3,430,854 total(indirect: See footnotes)
  • Conversion

    Common Stock, par value $0.01 per share

    2010-11-29$9.36/sh+2,636,779$24,680,251→ 4,003,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-03$13.12/sh−100,000$1,312,000→ 3,728,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-06$13.02/sh−150,000$1,953,000→ 3,578,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-08$12.80/sh−87,720$1,122,816→ 3,440,854 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-08$13.07/sh−16,317$213,263→ 3,386,131 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-25$12.83/sh−100,000$1,283,000→ 3,036,131 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-28$11.78/sh−94,861$1,117,463→ 2,908,370 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-07$13.01/sh−50,000$650,500→ 3,528,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-07$13.00/sh−28,406$369,278→ 3,402,448 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-13$13.01/sh−200,000$2,602,000→ 3,186,131 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-02$13.14/sh−175,000$2,299,500→ 3,828,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-26$12.30/sh−32,900$404,670→ 3,003,231 total(indirect: See footnotes)
Sankaty Credit Member (Offshore), Ltd.
10% Owner
Transactions
  • Conversion

    Common Stock, par value $0.01 per share

    2010-11-29$9.36/sh+2,636,779$24,680,251→ 4,003,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-26$12.30/sh−32,900$404,670→ 3,003,231 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-03$13.12/sh−100,000$1,312,000→ 3,728,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-07$13.01/sh−50,000$650,500→ 3,528,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-25$12.83/sh−100,000$1,283,000→ 3,036,131 total(indirect: See footnotes)
  • Conversion

    7.5% Convertible Note

    2010-11-29−30,993,366.57→ 0 total(indirect: See footnotes)
    Exercise: $9.36From: 2010-02-26Exp: 2020-02-26→ Common Stock (2,636,779 underlying)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-06$13.02/sh−150,000$1,953,000→ 3,578,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-09-27$6.22/sh−475,000$2,954,500→ 2,433,370 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-02$13.14/sh−175,000$2,299,500→ 3,828,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-08$12.80/sh−87,720$1,122,816→ 3,440,854 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-14$13.00/sh−10,000$130,000→ 3,430,854 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-08$13.07/sh−16,317$213,263→ 3,386,131 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-28$11.78/sh−94,861$1,117,463→ 2,908,370 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-07$13.00/sh−28,406$369,278→ 3,402,448 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-13$13.01/sh−200,000$2,602,000→ 3,186,131 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-22$12.97/sh−50,000$648,500→ 3,136,131 total(indirect: See footnotes)
LAVINE JONATHAN S
10% Owner
Transactions
  • Conversion

    Common Stock, par value $0.01 per share

    2010-11-29$9.36/sh+2,636,779$24,680,251→ 4,003,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-02$13.14/sh−175,000$2,299,500→ 3,828,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-06$13.02/sh−150,000$1,953,000→ 3,578,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-07$13.01/sh−50,000$650,500→ 3,528,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-14$13.00/sh−10,000$130,000→ 3,430,854 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-22$12.97/sh−50,000$648,500→ 3,136,131 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-09-27$6.22/sh−475,000$2,954,500→ 2,433,370 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-03$13.12/sh−100,000$1,312,000→ 3,728,574 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-06-08$12.80/sh−87,720$1,122,816→ 3,440,854 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-07$13.00/sh−28,406$369,278→ 3,402,448 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-08$13.07/sh−16,317$213,263→ 3,386,131 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-25$12.83/sh−100,000$1,283,000→ 3,036,131 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-26$12.30/sh−32,900$404,670→ 3,003,231 total(indirect: See footnotes)
  • Conversion

    7.5% Convertible Note

    2010-11-29−30,993,366.57→ 0 total(indirect: See footnotes)
    Exercise: $9.36From: 2010-02-26Exp: 2020-02-26→ Common Stock (2,636,779 underlying)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-13$13.01/sh−200,000$2,602,000→ 3,186,131 total(indirect: See footnotes)
  • Sale

    Common Stock, par value $0.01 per share

    2011-07-28$11.78/sh−94,861$1,117,463→ 2,908,370 total(indirect: See footnotes)
Footnotes (5)
  • [F1]Following the reported transactions, includes (i) 0 shares held by Sankaty Credit Opportunities, L.P. ("SCO"), whose sole general partner is Sankaty Credit Opportunities Investors, LLC ("SCI"), whose managing member is Sankaty Credit Member, LLC ("SCM"), (ii) 80,000 shares held by Sankaty Credit Opportunities II, L.P, ("SCO II"), whose general partner is Sankaty Credit Opportunities Investors II, LLC ("SCI II"), whose managing member is SCM, (iii) 1,428,650 shares held by Sankaty Credit Opportunities III, L.P. ("SCO III"), whose sole general partner is Sankaty Credit Opportunities Investors III, LLC ("SCI III"), whose sole managing member is SCM, (iv) 403,615 shares held by Sankaty Credit Opportunities IV, L.P. ("SCO IV"), whose sole general partner is Sankaty Credit Opportunities Investors IV, LLC ("SCI IV"), whose managing member is SCM, and (v) 0 shares held by Prospect Funding I, LLC ("PF1"), (Continues in footnote 2 )
  • [F2](Continued from footnote 1 ) whose sole member is Prospect Harbor Credit Partners, L.P. ("PHCP"), whose sole general partner is Prospect Harbor Investors, LLC ("PHI"), whose managing member is SCM. Each of the foregoing entities disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest.
  • [F3]Jonathan S. Lavine is the managing member of SCM and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCO, SCO II, SCO III, SCO IV, and PF1. Mr. Lavine disclaims beneficial ownership of such shares, except to the extent of his pecuniary interests therein.
  • [F4]Following the reported transactions, includes 521,093 shares held by Sankaty Credit Opportunities (Offshore Master) IV, L.P. ("SCOM IV"), whose sole general partner is Sankaty Credit Opportunities Investors (Offshore) IV, L.P. ("SCIO IV"), whose sole general partner Sankaty Credit Member (Offshore), Ltd ("SCMO"). Jonathan S. Lavine is the sole director of SCMO and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCOM IV. Each of SCIO IV, SCMO and Mr. Lavine disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein.
  • [F5]On November 19, 2010, the Issuer effected a reverse stock split of its issued and outstanding shares of common stock at a ratio of 10:1. Fractional shares were not distributed and the issuer provided cash payment for 5.5 shares.

Documents

1 file

Issuer

ACCURIDE CORP

CIK 0000817979

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001075974

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 9:46 PM ET
Size
36.3 KB
View on SEC.gov