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EDELMAN FINANCIAL GROUP INC.·4

Mar 12, 6:05 PM ET

SANDERS DON A 4

4 · EDELMAN FINANCIAL GROUP INC. · Filed Mar 12, 2012

Insider Transaction Report

Form 4
Period: 2011-05-26
EDELMAN FINANCIAL GROUP INC.EF
SANDERS DON A
DirectorVice Chairman
Transactions
  • Exercise/Conversion

    Common Stock

    2012-03-07$6.22/sh+16,512$102,705→ 1,970,605 total
  • Exercise/Conversion

    Restricted Stock Units

    2012-03-07$6.22/sh−16,512$102,705→ 33,023 total
    Exp: 2010-02-01→ Common Stock (16,512 underlying)
Holdings

  • Common Stock

    (indirect: By Spouse)
    3,000

  • Common Stock

    (indirect: By Trust)
    12,090
Footnotes (5)
  • [F1]Mr. Sanders disclaims beneficial ownership of these shares.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  • [F3]Restricted stock units vest 25% on the date of grant, 50% on March 7, 2012, 75% on March 7, 2013, and 100% on March 7, 2014.
  • [F4]The restricted stock units were issued pursuant to the Issuer's 2010 Executive and Key Manager Restricted Stock Unit Sub-Plan.
  • [F5]Represents vested portion of award of restricted stock units, which vests 25% on March 7, 2012.

Documents

1 file
  • 4
    rrd338357.xmlPrimary