KID BRANDS, INC·4

Mar 13, 5:06 PM ET

GOLDFARB MARC S 4

4 · KID BRANDS, INC · Filed Mar 13, 2012

Insider Transaction Report

Form 4
Period: 2012-03-09
GOLDFARB MARC S
SVP AND GENERAL COUNSEL
Transactions
  • Award

    Common Stock, $0.10 stated value per share

    2012-03-09+8,75053,223 total
  • Award

    STOCK APPRECIATION RIGHT

    2012-03-09+26,250111,250 total
    Exercise: $3.02Exp: 2022-03-09COMMON STOCK (26,250 underlying)
Footnotes (4)
  • [F1]Represents restricted stock units granted on March 9, 2012 pursuant to the Issuer's Equity Incentive Plan (the "EIP"), which vest ratably over a five-year period commencing March 9, 2013.
  • [F2]Includes: (i) 12,000 restricted stock units granted on March 8, 2010 pursuant to the EIP, which vest ratably over a five-year period commencing March 8, 2011; (ii) 3,600 shares of restricted stock granted on December 27, 2007 pursuant to the Issuer's 2004 Stock Option, Restricted and Non-Restricted Stock Plan, which vest ratably over a 5-year period commencing December 27, 2008; and (iii) 7,899, 5,339, 7,203 and 8,432 shares of stock purchased under the Issuer's then-current Employee Stock Purchase Plan as of December 31, 2011, 2010, 2009 and 2008, respectively.
  • [F3]Represents stock appreciation rights granted on March 9, 2012 pursuant to the EIP, which vest ratably over a five-year period commencing March 9, 2013.
  • [F4]Includes: (i) 35,000 stock appreciation rights granted on March 8, 2010 pursuant to the EIP, which vest ratably over a five-year period commencing March 8, 2011 at an exercise price of $5.03 and expire March 8, 2020; and (ii) 50,000 stock appreciation rights granted on February 24, 2009 pursuant to the EIP at an exercise price of $1.53, which vest ratably over a five-year period commencing February 24, 2010 and expire February 24, 2019.

Documents

1 file
  • 4
    rrd338498.xmlPrimary

    FORM 4