STROPP WENDELL HUNTER 4
4 · THL Credit, Inc. · Filed Mar 15, 2012
Insider Transaction Report
Form 4
THL Credit, Inc.TCRD
STROPP WENDELL HUNTER
Co-PresidentOther
Transactions
- Purchase
Common Stock
2012-03-14$12.95/sh+2,015$26,086→ 5,624.39 total - Other
Common Stock
2012-03-14+47→ 5,671.39 total
Holdings
- 8,063,762.291(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]The reported number includes 79.0792 shares of Common Stock acquired on December 30, 2011, pursuant to a dividend reinvestment plan.
- [F2]This total reflects a decrease of 0.4813 shares due to incorrect reporting of the 9/30 DRIP amount in the previous Form 4 filed on 11/28/11.
- [F3]Pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from THL Credit Partners BDC Holdings, L.P. to its limited partners.
- [F4]Represents (i) 8,047,719.812 shares owned by THL Credit Partners BDC Holdings, L.P., (ii) 6,974.479 shares owned by THL Credit Opportunities, L.P. and (iii) 9,068 shares owned by THL Credit Partners GP, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.