Home/Filings/4/0001181431-12-019474
4//SEC Filing

COHEN SANFORD B 4

Accession 0001181431-12-019474

CIK 0001261436other

Filed

Mar 25, 8:00 PM ET

Accepted

Mar 26, 5:06 PM ET

Size

7.9 KB

Accession

0001181431-12-019474

Insider Transaction Report

Form 4
Period: 2012-03-22
Transactions
  • Other

    Stock Option (right to buy)

    2012-03-2220,0000 total
    Exercise: $0.50Exp: 2012-03-22Common Stock (20,000 underlying)
  • Award

    Stock Option (right to buy)

    2012-03-22+20,00020,000 total
    Exercise: $0.75From: 2012-03-22Exp: 2019-03-22Common Stock (20,000 underlying)
Footnotes (3)
  • [F1]Represents options that were cancelled, in consideration, in part, for the issuance of options, as reported above. The options vested immediately upon issuance, in part, for services rendered by the reporting person as a director of the Issuer. The cancellation and issuance of the options were exempt from section 16(b) pursuant to rule 16b-3.
  • [F2]The options were issued in consideration, in part, for the cancellation of the options described in note (1) above.
  • [F3]The options are immediately exercisable.

Issuer

SUMMIT FINANCIAL SERVICES GROUP INC

CIK 0001261436

Entity typeother

Related Parties

1
  • filerCIK 0001086744

Filing Metadata

Form type
4
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 5:06 PM ET
Size
7.9 KB