O'Sullivan Timothy 4
4 · GAIN Capital Holdings, Inc. · Filed Mar 28, 2012
Insider Transaction Report
Form 4
O'Sullivan Timothy
Chief Dealer
Transactions
- Disposition to Issuer
Common Stock
2012-03-26$5.19/sh−1,040$5,397→ 162,107 total
Footnotes (1)
- [F1]Includes 23,000 shares acquired through a restricted stock unit grant on March 1, 2012, which vests at a rate of 25% annually over four years commencing on the first anniversary of the date of grant and 10,960 shares acquired through a restricted stock award on March 23, 2011, which restrictions lapse 25% annually over four years commencing on the first anniversary of the date of grant. As of the date of this report, of such restricted stock units and restricted stock awards, 1,960 shares are vested and 32,000 shares are unvested.