4//SEC Filing
Newhall Charles Ashton 4
Accession 0001181431-12-020537
CIK 0001420850other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 5:51 PM ET
Size
36.1 KB
Accession
0001181431-12-020537
Insider Transaction Report
Form 4
Greenspring Global Partners II, L.P.
10% Owner
Transactions
- Conversion
Series E Convertible Preferred Stock
2012-03-27−445,125→ 0 total(indirect: See footnotes)→ Common Stock (890,250 underlying) - Conversion
Series G Convertible Preferred Stock
2012-03-27−473,999→ 0 total(indirect: See footnotes)→ Common Stock (947,998 underlying) - Conversion
Common Stock
2012-03-27+9,315,478→ 10,181,012 total(indirect: See footnotes) - Conversion
Series D Convertible Preferred Stock
2012-03-27−3,738,615→ 0 total(indirect: See footnotes)→ Common Stock (7,477,230 underlying) - Purchase
Common Stock
2012-03-27$19.00/sh+200,000$3,800,000→ 865,534 total(indirect: See footnotes)
Transactions
- Conversion
Common Stock
2012-03-27+9,315,478→ 10,181,012 total(indirect: See footnotes) - Conversion
Series G Convertible Preferred Stock
2012-03-27−473,999→ 0 total(indirect: See footnotes)→ Common Stock (947,998 underlying) - Purchase
Common Stock
2012-03-27$19.00/sh+200,000$3,800,000→ 865,534 total(indirect: See footnotes) - Conversion
Series D Convertible Preferred Stock
2012-03-27−3,738,615→ 0 total(indirect: See footnotes)→ Common Stock (7,477,230 underlying) - Conversion
Series E Convertible Preferred Stock
2012-03-27−445,125→ 0 total(indirect: See footnotes)→ Common Stock (890,250 underlying)
Transactions
- Conversion
Series D Convertible Preferred Stock
2012-03-27−3,738,615→ 0 total(indirect: See footnotes)→ Common Stock (7,477,230 underlying) - Conversion
Series G Convertible Preferred Stock
2012-03-27−473,999→ 0 total(indirect: See footnotes)→ Common Stock (947,998 underlying) - Purchase
Common Stock
2012-03-27$19.00/sh+200,000$3,800,000→ 865,534 total(indirect: See footnotes) - Conversion
Common Stock
2012-03-27+9,315,478→ 10,181,012 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2012-03-27−445,125→ 0 total(indirect: See footnotes)→ Common Stock (890,250 underlying)
Newhall Charles Ashton
10% Owner
Transactions
- Conversion
Series D Convertible Preferred Stock
2012-03-27−3,738,615→ 0 total(indirect: See footnotes)→ Common Stock (7,477,230 underlying) - Purchase
Common Stock
2012-03-27$19.00/sh+200,000$3,800,000→ 865,534 total(indirect: See footnotes) - Conversion
Common Stock
2012-03-27+9,315,478→ 10,181,012 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2012-03-27−445,125→ 0 total(indirect: See footnotes)→ Common Stock (890,250 underlying) - Conversion
Series G Convertible Preferred Stock
2012-03-27−473,999→ 0 total(indirect: See footnotes)→ Common Stock (947,998 underlying)
Transactions
- Purchase
Common Stock
2012-03-27$19.00/sh+200,000$3,800,000→ 865,534 total(indirect: See footnotes) - Conversion
Common Stock
2012-03-27+9,315,478→ 10,181,012 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2012-03-27−445,125→ 0 total(indirect: See footnotes)→ Common Stock (890,250 underlying) - Conversion
Series D Convertible Preferred Stock
2012-03-27−3,738,615→ 0 total(indirect: See footnotes)→ Common Stock (7,477,230 underlying) - Conversion
Series G Convertible Preferred Stock
2012-03-27−473,999→ 0 total(indirect: See footnotes)→ Common Stock (947,998 underlying)
Greenspring Global Partners I, L.P.
10% Owner
Transactions
- Conversion
Series D Convertible Preferred Stock
2012-03-27−3,738,615→ 0 total(indirect: See footnotes)→ Common Stock (7,477,230 underlying) - Purchase
Common Stock
2012-03-27$19.00/sh+200,000$3,800,000→ 865,534 total(indirect: See footnotes) - Conversion
Series G Convertible Preferred Stock
2012-03-27−473,999→ 0 total(indirect: See footnotes)→ Common Stock (947,998 underlying) - Conversion
Common Stock
2012-03-27+9,315,478→ 10,181,012 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2012-03-27−445,125→ 0 total(indirect: See footnotes)→ Common Stock (890,250 underlying)
Transactions
- Conversion
Series D Convertible Preferred Stock
2012-03-27−3,738,615→ 0 total(indirect: See footnotes)→ Common Stock (7,477,230 underlying) - Conversion
Series G Convertible Preferred Stock
2012-03-27−473,999→ 0 total(indirect: See footnotes)→ Common Stock (947,998 underlying) - Conversion
Common Stock
2012-03-27+9,315,478→ 10,181,012 total(indirect: See footnotes) - Purchase
Common Stock
2012-03-27$19.00/sh+200,000$3,800,000→ 865,534 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2012-03-27−445,125→ 0 total(indirect: See footnotes)→ Common Stock (890,250 underlying)
Transactions
- Conversion
Series E Convertible Preferred Stock
2012-03-27−445,125→ 0 total(indirect: See footnotes)→ Common Stock (890,250 underlying) - Conversion
Common Stock
2012-03-27+9,315,478→ 10,181,012 total(indirect: See footnotes) - Purchase
Common Stock
2012-03-27$19.00/sh+200,000$3,800,000→ 865,534 total(indirect: See footnotes) - Conversion
Series D Convertible Preferred Stock
2012-03-27−3,738,615→ 0 total(indirect: See footnotes)→ Common Stock (7,477,230 underlying) - Conversion
Series G Convertible Preferred Stock
2012-03-27−473,999→ 0 total(indirect: See footnotes)→ Common Stock (947,998 underlying)
Transactions
- Conversion
Series G Convertible Preferred Stock
2012-03-27−473,999→ 0 total(indirect: See footnotes)→ Common Stock (947,998 underlying) - Conversion
Series D Convertible Preferred Stock
2012-03-27−3,738,615→ 0 total(indirect: See footnotes)→ Common Stock (7,477,230 underlying) - Purchase
Common Stock
2012-03-27$19.00/sh+200,000$3,800,000→ 865,534 total(indirect: See footnotes) - Conversion
Common Stock
2012-03-27+9,315,478→ 10,181,012 total(indirect: See footnotes) - Conversion
Series E Convertible Preferred Stock
2012-03-27−445,125→ 0 total(indirect: See footnotes)→ Common Stock (890,250 underlying)
Transactions
- Conversion
Series D Convertible Preferred Stock
2012-03-27−3,738,615→ 0 total(indirect: See footnotes)→ Common Stock (7,477,230 underlying) - Conversion
Series G Convertible Preferred Stock
2012-03-27−473,999→ 0 total(indirect: See footnotes)→ Common Stock (947,998 underlying) - Conversion
Series E Convertible Preferred Stock
2012-03-27−445,125→ 0 total(indirect: See footnotes)→ Common Stock (890,250 underlying) - Purchase
Common Stock
2012-03-27$19.00/sh+200,000$3,800,000→ 865,534 total(indirect: See footnotes) - Conversion
Common Stock
2012-03-27+9,315,478→ 10,181,012 total(indirect: See footnotes)
Footnotes (11)
- [F1]Reflects 200,000 shares of Common Stock purchased by Greenspring Crossover Ventures I, L.P. in the Issuer's initial public offering.
- [F10]The shares reported in column 7 include 55,640 owned of record by Greenspring Crossover Ventures I, L.P., 88,132 owned of record by Greenspring Global Partners II, L.P., 2,170 owned of record by Greenspring Global Partners II-A, L.P., 20,978 owned of record by Greenspring Global Partners II-B, L.P., 57,452 owned of record by Greenspring Global Partners III, L.P., 26,350 owned of record by Greenspring Global Partners III-A, L.P., 83,120 owned of record by Greenspring Global Partners III-B, L.P., 44,948 owned of record by Greenspring Global Partners IV-A, L.P., 377,678 owned of record by Greenspring Global Partners IV-B, L.P., and 133,782 owned of record by Greenspring Global Partners IV-C, L.P.
- [F11]The shares reported in column 7 include 103,838 owned of record by Greenspring Crossover Ventures I, L.P., 129,872 owned of record by Greenspring Global Partners I, L.P., 133,710 owned of record by Greenspring Global Partners II, L.P., 3,292 owned of record by Greenspring Global Partners II-A, L.P., 31,830 owned of record by Greenspring Global Partners II-B, L.P., 98,338 owned of record by Greenspring Global Partners III, L.P., 45,102 owned of record by Greenspring Global Partners III-A, L.P., 142,274 owned of record by Greenspring Global Partners III-B, L.P., 20,982 owned of record by Greenspring Global Partners IV-A, L.P., 176,308 owned of record by Greenspring Global Partners IV-B, L.P., and 62,452 owned of record by Greenspring Global Partners IV-C, L.P.
- [F2]The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]The shares reported in column 5 include 623,168 owned of record by Greenspring Crossover Ventures I, L.P., 67,662 owned of record by Greenspring Global Partners II, L.P., 1,666 owned of record by Greenspring Global Partners II-A, L.P., 16,106 owned of record by Greenspring Global Partners II-B, L.P., 48,834 owned of record by Greenspring Global Partners III, L.P., 22,398 owned of record by Greenspring Global Partners III-A, L.P., 70,654 owned of record by Greenspring Global Partners III-B, L.P., 1,216 owned of record by Greenspring Global Partners IV-A, L.P., 10,212 owned of record by Greenspring Global Partners IV-B, L.P., and 3,618 owned of record by Greenspring Global Partners IV-C, L.P.
- [F4]Greenspring Associates, Inc. is the general partner of Greenspring Global Partners I, L.P. and Greenspring General Partner II, L.P. Greenspring General Partner II, L.P. is the general partner of Greenspring Global Partners II, L.P., Greenspring Global Partners II-A, L.P., and Greenspring Global Partners II-B, L.P. Greenspring GP III, LLC is the general partner of Greenspring General Partner III, L.P. and Greenspring General Partner III, L.P. is the general partner of Greenspring Global Partners III, L.P., Greenspring Global Partners III-A, L.P., and Greenspring Global Partners III-B, L.P. Greenspring GP IV, LLC is the general partner of Greenspring General Partner IV, L.P. and Greenspring General Partner IV, L.P. is the general partner of Grenspring Global Partners IV-A, L.P., Greenspring Global Partners IV-B, L.P., and Greenspring Global Partners IV-C, L.P.
- [F5]Greenspring GP V, LLC is the general partner of Greenspring General Partner V, L.P. and Greenspring General Partner V, L.P. is the general partner of Greenspring Global Partners V-A, L.P. and Greenspring Global Partners V-C, L.P. Greenspring FF-GP II, LLC is the general partner of Greenspring FF-GP II, L.P. and Greenspring FF-GP II, L.P. is the general partner of Greenspring Growth Equity II, L.P. Greenspring Crossover I GP, LLC is the general partner of Greenspring Crossover I GP, L.P. and Greenspring Crossover I GP, L.P. is the general partner of Greenspring Crossover Ventures I, L.P. Greenspring Opportunities GP II, LLC is the general partner of Greenspring Opportunities General Partner II, L.P. and Greenspring Opportunities General Partner II-A, L.P. and Greenspring Opportunities General Partner II, L.P. is the general partner of Greenspring Opportunities II, L.P. and Greenspring Opportunities General Partner II-A, L.P. is the general partner of Greenspring Opportunities II-A, L.P.
- [F6]James Lim and Charles Ashton Newhall are the managing members of Greenspring GP III, LLC, Greenspring GP IV, LLC, Greenspring GP V, LLC, Greenspring FF-GP II, LLC, Greenspring Crossover I GP, LLC, Greenspring Opportunities GP II, LLC and Greenspring Associates, Inc. As managing members, James Lim and Charles Ashton Newall may be deemed to have shared voting and dispositive power over the shares of Greenspring GP III, LLC, Greenspring GP IV, LLC, Greenspring GP V, LLC, Greenspring FF-GP II, LLC, Greenspring Crossover I GP, LLC, Greenspring Opportunities GP II, LLC and Greenspring Associates, Inc. Greenspring GP III, LLC, Greenspring GP IV, LLC, Greenspring GP V, LLC, Greenspring FF-GP II, LLC, Greenspring Crossover I GP, LLC, Greenspring Associates, Inc. and Greenspring Opportunities GP II, LLC have the sole voting and dispositive power over the shares owned by each Greenspring Associates affiliate noted above.
- [F7]Each share of Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into the Issuer's Common Stock on a 2-for-1 basis immediately prior to the closing of the Issuer's initial public offering on March 27, 2012 and had no expiration date.
- [F8]The shares reported in column 5 include 1,135,598 owned of record by Greenspring Crossover Ventures I, L.P., 179,872 by Greenspring Global Partners I, L.P., 1,723,696 by Greenspring Global Partners II, L.P., 42,444 by Greenspring Global Partners II-A, L.P., 410,310 by Greenspring Global Partners II-B, L.P., 1,111,154 by Greenspring Global Partners III, L.P., 509,626 by Greenspring Global Partners III-A, L.P., 1,607,598 by Greenspring Global Partners III-B, L.P., 214,936 by Greenspring Global Partners IV-A, L.P., 1,806,036 by Greenspring Global Partners IV-B, L.P., 639,742 by Greenspring Global Partners IV-C, L.P., 409,716 by Greenspring Global Partners V-A, L.P., 90,284 by Greenspring Global Partners V-C, L.P., 250,000 by Greenspring Growth Equity II, L.P., 46,062 by Greenspring Opportunities II, L.P., and 3,938 by Greenspring Opportunities II-A, L.P.
- [F9]The shares reported in column 7 include 352,952 owned of record by Greenspring Crossover Ventures I, L.P., 50,000 by Greenspring Global Partners I, L.P., 1,434,192 by Greenspring Global Partners II, L.P., 35,316 by Greenspring Global Partners II-A, L.P., 341,396 by Greenspring Global Partners II-B, L.P., 906,530 by Greenspring Global Partners III, L.P., 415,776 by Greenspring Global Partners III-A, L.P., 1,311,550 by Greenspring Global Partners III-B, L.P., 147,790 by Greenspring Global Partners IV-A, L.P., 1,241,838 by Greenspring Global Partners IV-B, L.P., 439,890 by Greenspring Global Partners IV-C, L.P., 409,716 by Greenspring Global Partners V-A, L.P., 90,284 by Greenspring Global Partners V-C, L.P., 250,000 by Greenspring Growth Equity II, L.P., 46,062 by Greenspring Opportunities II, L.P., and 3,938 by Greenspring Opportunities II-A, L.P.
Documents
Issuer
ExactTarget, Inc.
CIK 0001420850
Entity typeother
Related Parties
1- filerCIK 0001543576
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 5:51 PM ET
- Size
- 36.1 KB