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Parallel 2005 Equity Fund LP 4

Accession 0001181431-12-020579

CIK 0001519401other
View on SEC.govCompany Profile

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 8:00 PM ET

Size

11.7 KB

Accession

0001181431-12-020579

Insider Transaction Report

Form 4
Period: 2012-03-27
Regional Management Corp.RM
Parallel 2005 Equity Fund LP
Director10% Owner
Transactions
  • Award

    Stock Option (right to buy)

    2012-03-27+20,000→ 20,000 total(indirect: See footnote)
    Exercise: $15.00Exp: 2022-03-27→ Common Stock (20,000 underlying)
FLETCHER FRANK BARRON III
Director10% Owner
Transactions
  • Award

    Stock Option (right to buy)

    2012-03-27+20,000→ 20,000 total(indirect: See footnote)
    Exercise: $15.00Exp: 2022-03-27→ Common Stock (20,000 underlying)
Parallel 2005 Equity Partners, LLC
Director10% Owner
Transactions
  • Award

    Stock Option (right to buy)

    2012-03-27+20,000→ 20,000 total(indirect: See footnote)
    Exercise: $15.00Exp: 2022-03-27→ Common Stock (20,000 underlying)
Parallel 2005 Equity Partners, LP
Director10% Owner
Transactions
  • Award

    Stock Option (right to buy)

    2012-03-27+20,000→ 20,000 total(indirect: See footnote)
    Exercise: $15.00Exp: 2022-03-27→ Common Stock (20,000 underlying)
Footnotes (3)
  • [F1]The option vests in five equal annual installments beginning on the first anniversary of the grant date.
  • [F2]The Reporting Persons received the option award from Regional Management Corp. (the "Issuer") as a director by deputization of the Issuer. The grant to the Reporting Persons was approved by the Board of Directors of the Issuer.
  • [F3]The securities reported herein are held by Richard T. Dell'Aquila and Jared L. Johnson as nominee holders. Mr. Johnson is a Managing Director of Parallel 2005 Equity Fund, LP. Mr. Dell'Aquila is a Principal of Parallel 2005 Equity Fund, LP. The general partner of Parallel 2005 Equity Fund, LP is Parallel 2005 Equity Partners, LP. The general partner of Parallel 2005 Equity Fund, LP is Parallel 2005 Equity Partners, LLC. F. Barron Fletcher, III is the managing member of Parallel 2005 Equity Partners, LLC.

Documents

1 file

Issuer

Regional Management Corp.

CIK 0001519401

→
Entity typeother

Related Parties

1
  • filerCIK 0001350566

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 8:00 PM ET
Size
11.7 KB
View on SEC.gov