4//SEC Filing
Rodriguez Marcos A 4
Accession 0001181431-12-020580
CIK 0001519401other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 8:03 PM ET
Size
10.6 KB
Accession
0001181431-12-020580
Insider Transaction Report
Form 4
Palladium Equity Partners III L P
Director10% Owner
Transactions
- Award
Stock Option (right to buy)
2012-03-27+20,000→ 20,000 total(indirect: See footnote)Exercise: $15.00Exp: 2022-03-27→ Common Stock (20,000 underlying)
Palladium Equity Partners III, L.L.C.
Director10% Owner
Transactions
- Award
Stock Option (right to buy)
2012-03-27+20,000→ 20,000 total(indirect: See footnote)Exercise: $15.00Exp: 2022-03-27→ Common Stock (20,000 underlying)
Rodriguez Marcos A
Director10% Owner
Transactions
- Award
Stock Option (right to buy)
2012-03-27+20,000→ 20,000 total(indirect: See footnote)Exercise: $15.00Exp: 2022-03-27→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]The option vests in five equal annual installments beginning on the first anniversary of the grant date.
- [F2]The Reporting Persons received the option award from Regional Management Corp. (the "Issuer") as a director by deputization of the Issuer. The grant to the Reporting Persons was approved by the Board of Directors of the Issuer.
- [F3]The securities reported herein are held by David Perez and Erik A. Scott as nominee holders. Pursuant to the arrangements between Palladium Equity Partners III, L.P. (the "Fund") and Mr. Perez and Mr. Scott, Mr. Perez and Mr. Scott are not permitted to retain the Stock Options granted by Regional Management Corp., and Mr. Perez and Mr. Scott are required to hold such securities for the benefit of the Fund. Mr. Perez is chairman of the board of directors of the Issuer and a Managing Director of Palladium. Mr. Scott is a member of the board of directors of the Issuer and a Managing Director of Palladium. The general partner of Palladium Equity Partners III, L.P. is Palladium Equity Partners III, L.L.C. Marcos A. Rodriguez is the managing member of Palladium Equity Partners III, L.L.C.
Documents
Issuer
Regional Management Corp.
CIK 0001519401
Entity typeother
Related Parties
1- filerCIK 0001525547
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 8:03 PM ET
- Size
- 10.6 KB