Home/Filings/3/0001181431-12-020797
3//SEC Filing

SOLERA PARTNERS LP 3

Accession 0001181431-12-020797

CIK 0001431897other

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 5:46 PM ET

Size

45.7 KB

Accession

0001181431-12-020797

Insider Transaction Report

Form 3
Period: 2012-03-27
Holdings
  • Series A 2002 Convertible Preferred Stock

    Common Stock (3,698,203 underlying)
  • Series A 2005 Convertible Preferred Stock

    Common Stock (4,552,842 underlying)
  • Series A 2004 Convertible Preferred Stock

    Common Stock (5,956,484 underlying)
Holdings
  • Series A 2004 Convertible Preferred Stock

    Common Stock (5,956,484 underlying)
  • Series A 2002 Convertible Preferred Stock

    Common Stock (3,698,203 underlying)
  • Series A 2005 Convertible Preferred Stock

    Common Stock (4,552,842 underlying)
Ashby Molly
Director10% Owner
Holdings
  • Series A 2002 Convertible Preferred Stock

    Common Stock (3,698,203 underlying)
  • Series A 2005 Convertible Preferred Stock

    Common Stock (4,552,842 underlying)
  • Series A 2004 Convertible Preferred Stock

    Common Stock (5,956,484 underlying)
Holdings
  • Series A 2002 Convertible Preferred Stock

    Common Stock (3,698,203 underlying)
  • Series A 2005 Convertible Preferred Stock

    Common Stock (4,552,842 underlying)
  • Series A 2004 Convertible Preferred Stock

    Common Stock (5,956,484 underlying)
Holdings
  • Series A 2002 Convertible Preferred Stock

    Common Stock (3,698,203 underlying)
  • Series A 2005 Convertible Preferred Stock

    Common Stock (4,552,842 underlying)
  • Series A 2004 Convertible Preferred Stock

    Common Stock (5,956,484 underlying)
Holdings
  • Series A 2005 Convertible Preferred Stock

    Common Stock (4,552,842 underlying)
  • Series A 2002 Convertible Preferred Stock

    Common Stock (3,698,203 underlying)
  • Series A 2004 Convertible Preferred Stock

    Common Stock (5,956,484 underlying)
Footnotes (2)
  • [F1]The convertible preferred stock is convertible at the holder's election, at any time, or automatically upon the consummation of a firm commitment underwritten registered public offering if certain price thresholds are met. The convertible preferred stock is convertible on a one-for-1.239385 basis and has no expiration date. Concurrently with the Issuer's initial public offering, all shares of convertible preferred stock will be converted into shares of common stock of the Issuer.
  • [F2]Represents shares owned by Solera Partners, L.P. and SCI Partners, L.P. Solera Partners, L.P. is controlled by its general partner, Solera Capital GP, L.P., which is controlled by its general partner, Solera GP, LLC. Molly F. Ashby is the sole managing member of Solera GP, LLC. In addition, investment and disposition decisions for Solera Partners, L.P. are generally made by a majority vote of the investment committee of Solera Capital GP, L.P., which majority vote must include Ms. Ashby. The investment committee is comprised of three members, including Ms. Ashby. SCI Partners, L.P. is controlled by its general partner, Solera GP II, LLC. Ms. Ashby is the sole managing member of Solera GP II, LLC. Ms. Ashby expressly disclaims beneficial ownership of such shares as to which she does not have a pecuniary interest.

Issuer

Annie's, Inc.

CIK 0001431897

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001118342

Filing Metadata

Form type
3
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 5:46 PM ET
Size
45.7 KB