HAUSER JOHN A 4

4 · BAYLAKE CORP · Filed Apr 2, 2012

Form 4

Period: 2012-04-01

Senior Vice President

Transactions

Award
Stock Options
2012-04-01+3,885→ 3,885 total
Exercise: $6.20Exp: 2022-04-01→ Common Stock (3,885 underlying)
Award
Restricted Stock Units
2012-04-01+3,885→ 3,885 total

Holdings

Restricted Stock Units
3,108
Common Stock
777
Common Stock
(indirect: By IRA)
4,869
Stock Options
Exercise: $4.15Exp: 2021-03-15→ Common Stock (3,885 underlying)
3,885
Common Stock
496

Footnotes (4)

[F1]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F2]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F3]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F4]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

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