SOLERA PARTNERS LP 4
Accession 0001181431-12-021750
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 4:36 PM ET
Size
21.6 KB
Accession
0001181431-12-021750
Insider Transaction Report
- Sale
Common Stock, par value $0.001 per share
2012-04-02$19.00/sh−4,375,833$83,140,827→ 9,831,696 total - Conversion
Series A 2004 Convertible Preferred
2012-04-02−5,956,484→ 0 total→ Common Stock (5,956,484 underlying) - Conversion
Series A 2005 Convertible Preferred
2012-04-02−4,552,842→ 0 total→ Common Stock (4,552,842 underlying) - Conversion
Common Stock, par value $0.001 per share
2012-04-02+14,207,529→ 14,207,529 total - Conversion
Series A 2002 Convertible Preferred
2012-04-02−3,698,203→ 0 total→ Common Stock (3,698,203 underlying)
- Sale
Common Stock, par value $0.001 per share
2012-04-02$19.00/sh−4,375,833$83,140,827→ 9,831,696 total - Conversion
Series A 2004 Convertible Preferred
2012-04-02−5,956,484→ 0 total→ Common Stock (5,956,484 underlying) - Conversion
Series A 2005 Convertible Preferred
2012-04-02−4,552,842→ 0 total→ Common Stock (4,552,842 underlying) - Conversion
Common Stock, par value $0.001 per share
2012-04-02+14,207,529→ 14,207,529 total - Conversion
Series A 2002 Convertible Preferred
2012-04-02−3,698,203→ 0 total→ Common Stock (3,698,203 underlying)
- Conversion
Series A 2002 Convertible Preferred
2012-04-02−3,698,203→ 0 total→ Common Stock (3,698,203 underlying) - Sale
Common Stock, par value $0.001 per share
2012-04-02$19.00/sh−4,375,833$83,140,827→ 9,831,696 total - Conversion
Series A 2005 Convertible Preferred
2012-04-02−4,552,842→ 0 total→ Common Stock (4,552,842 underlying) - Conversion
Common Stock, par value $0.001 per share
2012-04-02+14,207,529→ 14,207,529 total - Conversion
Series A 2004 Convertible Preferred
2012-04-02−5,956,484→ 0 total→ Common Stock (5,956,484 underlying)
- Conversion
Common Stock, par value $0.001 per share
2012-04-02+14,207,529→ 14,207,529 total - Sale
Common Stock, par value $0.001 per share
2012-04-02$19.00/sh−4,375,833$83,140,827→ 9,831,696 total - Conversion
Series A 2004 Convertible Preferred
2012-04-02−5,956,484→ 0 total→ Common Stock (5,956,484 underlying) - Conversion
Series A 2005 Convertible Preferred
2012-04-02−4,552,842→ 0 total→ Common Stock (4,552,842 underlying) - Conversion
Series A 2002 Convertible Preferred
2012-04-02−3,698,203→ 0 total→ Common Stock (3,698,203 underlying)
- Conversion
Common Stock, par value $0.001 per share
2012-04-02+14,207,529→ 14,207,529 total - Conversion
Series A 2002 Convertible Preferred
2012-04-02−3,698,203→ 0 total→ Common Stock (3,698,203 underlying) - Conversion
Series A 2005 Convertible Preferred
2012-04-02−4,552,842→ 0 total→ Common Stock (4,552,842 underlying) - Sale
Common Stock, par value $0.001 per share
2012-04-02$19.00/sh−4,375,833$83,140,827→ 9,831,696 total - Conversion
Series A 2004 Convertible Preferred
2012-04-02−5,956,484→ 0 total→ Common Stock (5,956,484 underlying)
- Sale
Common Stock, par value $0.001 per share
2012-04-02$19.00/sh−4,375,833$83,140,827→ 9,831,696 total - Conversion
Series A 2004 Convertible Preferred
2012-04-02−5,956,484→ 0 total→ Common Stock (5,956,484 underlying) - Conversion
Series A 2005 Convertible Preferred
2012-04-02−4,552,842→ 0 total→ Common Stock (4,552,842 underlying) - Conversion
Common Stock, par value $0.001 per share
2012-04-02+14,207,529→ 14,207,529 total - Conversion
Series A 2002 Convertible Preferred
2012-04-02−3,698,203→ 0 total→ Common Stock (3,698,203 underlying)
Footnotes (3)
- [F1]Immediately prior to the consummation of the Issuer's initial public offering, all shares of convertible preferred stock were converted on a one-for-1.239385 basis to shares of common stock of the Issuer.
- [F2]Represents shares owned by Solera Partners, L.P. and SCI Partners, L.P. Solera Partners, L.P. is controlled by its general partner, Solera Capital GP, L.P., which is controlled by its general partner, Solera GP, LLC. Molly F. Ashby is the sole managing member of Solera GP, LLC. In addition, investment and disposition decisions for Solera Partners, L.P. are generally made by a majority vote of the investment committee of Solera Capital GP, L.P., which majority vote must include Ms. Ashby. The investment committee is comprised of three members, including Ms. Ashby. SCI Partners, L.P. is controlled by its general partner, Solera GP II, LLC. Ms. Ashby is the sole managing member of Solera GP II, LLC. Ms. Ashby expressly disclaims beneficial ownership of such shares as to which she does not have a pecuniary interest.
- [F3]As part of the Issuer's initial public offering, the holders sold 4,375,833 shares of common stock of the Issuer.
Documents
Issuer
Annie's, Inc.
CIK 0001431897
Related Parties
1- filerCIK 0001118342
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 4:36 PM ET
- Size
- 21.6 KB