Wilson Stoddard Moran 4
4 · Enphase Energy, Inc. · Filed Apr 4, 2012
Insider Transaction Report
Form 4
Wilson Stoddard Moran
Director
Transactions
- Conversion
Series D Convertible Preferred Stock
2012-04-04−2,386,038→ 0 total(indirect: See Footnote)→ Common Stock (2,386,038 underlying) - Purchase
Common Stock
2012-04-04$6.00/sh+41,666$249,996→ 41,666 total(indirect: See Footnote) - Conversion
Common Stock
2012-04-04+1,616,361→ 1,616,361 total(indirect: See Footnote) - Conversion
Common Stock
2012-04-04+2,386,038→ 2,386,038 total(indirect: See Footnote) - Conversion
Series C Convertible Preferred Stock
2012-04-04−642,944→ 0 total(indirect: See Footnote)→ Common Stock (1,616,361 underlying) - Conversion
Common Stock
2012-04-04+714,840→ 714,840 total(indirect: See Footnote) - Conversion
Series E Convertible Preferred Stock
2012-04-04−714,840→ 0 total(indirect: See Footnote)→ Common Stock (714,840 underlying)
Footnotes (6)
- [F1]The shares reflect the automatic conversion of 642,944 shares of the Issuer's Series C Preferred Stock for 1,616,361 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- [F2]The shares reflect the automatic conversion of 2,386,038 shares of the Issuer's Series D Preferred Stock for 2,386,038 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- [F3]The shares reflect the automatic conversion of 714,840 shares of the Issuer's Series E Preferred Stock for 714,840 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering.
- [F4]The Reporting Person, a director of the Issuer, shares voting and dispositive power over shares held by Rockport Capital Partners II, L.P. but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F5]Immediately convertible into shares of the Issuer's common stock.
- [F6]These shares have no expiration date.