Schwartz Robert S 4

4 · Enphase Energy, Inc. · Filed Apr 5, 2012

Form 4

Period: 2012-04-04

DirectorOther

Transactions

Conversion
Common Stock, $0.00001 par value
2012-04-04+15,774→ 15,774 total
Conversion
Common Stock, $0.00001 par value
2012-04-04+6,463→ 22,237 total
Conversion
Common Stock, $0.00001 par value
2012-04-04+23,432→ 45,669 total
Conversion
Common Stock, $0.00001 par value
2012-04-04+3,562→ 49,231 total
Conversion
Common Stock, $0.00001 par value
2012-04-04+2,239→ 51,470 total
Conversion
Series B Convertible Preferred Stock
2012-04-04−8,311→ 0 total
→ Common Stock (15,774 underlying)
Conversion
Series C Convertible Preferred Stock
2012-04-04−2,571→ 0 total
→ Common Stock (6,463 underlying)
Conversion
Series D Convertible Preferred Stock
2012-04-04−23,432→ 0 total
→ Common Stock (23,432 underlying)
Conversion
Series E Convertible Preferred Stock
2012-04-04−3,562→ 0 total
→ Common Stock (3,562 underlying)
Conversion
9% Junior Convertible Secured Notes due 2014
2012-04-04→ 0 total
Exp: 2014-06-14→ Common Stock (2,239 underlying)

Footnotes (4)

[F1]The Series B Convertible Preferred Stock converted into shares of common stock of the Issuer ("Common Stock") in a ratio of 1:1.898 upon the closing of the initial public offering of the Issuer and had no expiration date.
[F2]The Series C Convertible Preferred Stock converted into shares of Common Stock in a ratio of 1:2.514 upon the closing of the initial public offering of the Issuer and had no expiration date.
[F3]The Series D Convertible Preferred Stock and the Series E Convertible Preferred Stock converted into shares of Common Stock in a ratio of 1:1 upon the closing of the initial public offering of the Issuer and had no expiration date.
[F4]The principal amount of the 9% Junior Convertible Secured Notes due 2014, plus interest accrued at 9% per annum, converted into shares of Common Stock at $6.00 per share upon the closing of the initial public offering of the Issuer and had a June 14, 2014 expiration date.

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