4//SEC Filing
Schwartz Robert S 4
Accession 0001181431-12-022836
CIK 0001463101other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 5:25 PM ET
Size
24.8 KB
Accession
0001181431-12-022836
Insider Transaction Report
Form 4
Schwartz Robert S
DirectorOther
Transactions
- Conversion
Common Stock, $0.00001 par value
2012-04-04+15,774→ 15,774 total - Conversion
Common Stock, $0.00001 par value
2012-04-04+6,463→ 22,237 total - Conversion
Common Stock, $0.00001 par value
2012-04-04+23,432→ 45,669 total - Conversion
Common Stock, $0.00001 par value
2012-04-04+3,562→ 49,231 total - Conversion
Common Stock, $0.00001 par value
2012-04-04+2,239→ 51,470 total - Conversion
Series B Convertible Preferred Stock
2012-04-04−8,311→ 0 total→ Common Stock (15,774 underlying) - Conversion
Series C Convertible Preferred Stock
2012-04-04−2,571→ 0 total→ Common Stock (6,463 underlying) - Conversion
Series D Convertible Preferred Stock
2012-04-04−23,432→ 0 total→ Common Stock (23,432 underlying) - Conversion
Series E Convertible Preferred Stock
2012-04-04−3,562→ 0 total→ Common Stock (3,562 underlying) - Conversion
9% Junior Convertible Secured Notes due 2014
2012-04-04→ 0 totalExp: 2014-06-14→ Common Stock (2,239 underlying)
Footnotes (4)
- [F1]The Series B Convertible Preferred Stock converted into shares of common stock of the Issuer ("Common Stock") in a ratio of 1:1.898 upon the closing of the initial public offering of the Issuer and had no expiration date.
- [F2]The Series C Convertible Preferred Stock converted into shares of Common Stock in a ratio of 1:2.514 upon the closing of the initial public offering of the Issuer and had no expiration date.
- [F3]The Series D Convertible Preferred Stock and the Series E Convertible Preferred Stock converted into shares of Common Stock in a ratio of 1:1 upon the closing of the initial public offering of the Issuer and had no expiration date.
- [F4]The principal amount of the 9% Junior Convertible Secured Notes due 2014, plus interest accrued at 9% per annum, converted into shares of Common Stock at $6.00 per share upon the closing of the initial public offering of the Issuer and had a June 14, 2014 expiration date.
Issuer
Enphase Energy, Inc.
CIK 0001463101
Entity typeother
Related Parties
1- filerCIK 0001546061
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 5:25 PM ET
- Size
- 24.8 KB