4//SEC Filing
Sheehan Daniel J 4
Accession 0001181431-12-022975
CIK 0001357204other
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 12:49 PM ET
Size
6.9 KB
Accession
0001181431-12-022975
Insider Transaction Report
Form 4
Sheehan Daniel J
Chief Information Officer
Transactions
- Award
Option to purchase Common Stock
2012-04-04+15,922→ 30,137 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (15,922 underlying)
Footnotes (3)
- [F1]On 02/23/2010, the reporting person was granted an option to purchase 49,802 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- [F2]As a result of the sale of shares by the Sponsors on 04/04/2012, the performance criteria was met with respect to 15,922 shares of common stock subject to this option award, resulting in vesting of the option as to 6,369 shares and an additional 9,553 shares that are eligible to vest in three equal annual installments beginning on 02/23/2013. In total, following this event, the performance criteria has been met with respect to an aggregate of 30,137 shares of common stock subject to this option award, with 12,054 of such shares vested and the remaining 18,083 of such shares eligible to vest in three equal annual installments beginning on 02/23/2013.
- [F3]In accordance with applicable rules, the number of Derivative Securities Beneficially Owned Following Reported Transactions reflects only the shares issuable upon exercise of the reported option award and does not include shares of common stock issuable upon the exercise of other option awards that have been previously reported.
Documents
Issuer
DUNKIN' BRANDS GROUP, INC.
CIK 0001357204
Entity typeother
Related Parties
1- filerCIK 0001306487
Filing Metadata
- Form type
- 4
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 12:49 PM ET
- Size
- 6.9 KB