4//SEC Filing
COSTELLO JOHN H 4
Accession 0001181431-12-022981
CIK 0001357204other
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 12:51 PM ET
Size
9.9 KB
Accession
0001181431-12-022981
Insider Transaction Report
Form 4
COSTELLO JOHN H
Chf.Glob.Mkt.& Innovation Off.
Transactions
- Award
Option to purchase Common Stock
2012-04-04+9,797→ 18,545 totalExercise: $7.31Exp: 2021-03-09→ Common Stock (9,797 underlying) - Award
Option to purchase Common Stock
2012-04-04+48,990→ 75,236 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (48,990 underlying)
Footnotes (4)
- [F1]On 02/23/2010, the reporting person was granted an option to purchase 153,239 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 2/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively, the "Sponsors")) criteria.
- [F2]As a result of the sale of shares by the Sponsors on 04/04/2012, the performance criteria was met with respect to 48,990 shares of common stock subject to this option award, resulting in vesting of the option as to 19,596 shares and an additional 29,394 shares that are eligible to vest in three equal annual installments beginning on 02/23/2013. In total, following this event, the performance criteria has been met with respect to an aggregate of 92,730 shares of common stock (a portion of which has been exercised prior to the date hereof) subject to this option award, with 19,596 of such shares vested and exercisable and the remaining 55,640 of such shares eligible to vest in three equal annual installments beginning on 02/23/2013.
- [F3]On 03/09/2011, the reporting person was granted an option to purchase 30,647 shares of Common Stock. The option vests based upon time (five equal annual installments that begin on 03/09/2012) and performance (investment returns to investment funds affiliated with the Sponsors) criteria. As a result of the sale of shares by the Sponsors on 04/04/2012, the performance criteria was met with respect to 9,797 shares of common stock subject to this option award resulting in vesting of the option award as to 1,960 shares and an additional 7,837 shares that are eligible to vest in four equal annual installments beginning on 03/09/2013. In total, following this event, the performance criteria has been met with respect to an aggregate of 18,545 shares of common stock subject to this option award, with 3,707 of such shares vested and the remaining 14,838 of such shares eligible to vest in four equal annual installments beginning on 03/09/2013.
- [F4]In accordance with applicable rules, the number of Derivative Securities Beneficially Owned Following Reported Transactions reflects only the shares issuable upon exercise of the reported option award and does not include shares of common stock issuable upon the exercise of other option awards that have been previously reported.
Documents
Issuer
DUNKIN' BRANDS GROUP, INC.
CIK 0001357204
Entity typeother
IncorporatedIL
Related Parties
1- filerCIK 0001012681
Filing Metadata
- Form type
- 4
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 12:51 PM ET
- Size
- 9.9 KB