HORAN DOUGLAS S 4

Accession 0001181431-12-023423

CIK 0001035675other

Filed

Apr 9, 8:00 PM ET

Accepted

Apr 10, 5:48 PM ET

Size

22.7 KB

Accession

0001181431-12-023423

Form 4

Period: 2012-04-10

SVP - Secretary & Genl Counsel

Transactions

Award
Common Shares
2012-04-10+16,100→ 164,976 total
Disposition to Issuer
Common Shares
2012-04-10−114,643→ 44,493 total
Disposition to Issuer
Employee Stock Option
2012-04-10−36,000→ 0 total
Exercise: $36.89From: 2010-05-03Exp: 2017-05-03→ Common Shares (36,000 underlying)
Disposition to Issuer
Employee Stock Option
2012-04-10−37,000→ 0 total
Exercise: $34.02From: 2012-01-22Exp: 2019-01-22→ Common Shares (37,000 underlying)
Disposition to Issuer
Common Shares
2012-04-10−28,393→ 0 total
Award
Common Shares
2012-04-10+7,550→ 148,876 total
Tax Payment
Common Shares
2012-04-10$47.65/sh−5,840$278,276→ 159,136 total
Disposition to Issuer
Common Shares
2012-04-10−16,100→ 28,393 total
Disposition to Issuer
Employee Stock Option
2012-04-10−30,000→ 0 total
Exercise: $32.45From: 2011-01-24Exp: 2018-01-24→ Common Shares (30,000 underlying)
Disposition to Issuer
Employee Stock Option
2012-04-10−28,000→ 0 total
Exercise: $35.28From: 2013-01-28Exp: 2020-01-28→ Common Shares (28,000 underlying)
Disposition to Issuer
Common Shares
2012-04-10−2,776→ 0 total(indirect: By 401(k))

Footnotes (10)

[F1]Includes 114,643 Phantom Shares (deferred compensation obligations). Each Phantom Share is payable in one Common Share.
[F10]This option was assumed by NU in the merger and replaced with an option to purchase 36,736 NU Common Shares at a price of $26.90 per share.
[F2]Represents deferred share units of 8,300 shares that vest in three equal annual installments beginning on 01/27/2012 and 7,800 shares that vest in three equal annual installments beginning on 1/26/2013.
[F3]Disposition of Phantom Shares pursuant to the merger agreement between issuer and Northeast Utilities ("NU") in exchange for 150,411 NU common shares having a market value of $36.79 per share at the effective time of the merger.
[F4]Disposed of pursuant to the Merger in exchange for a total of 21,123 shares subject to NU restricted share units.
[F5]Disposed of pursuant to the Merger in exchange for a total of 37,251 NU common shares.
[F6]Disposed of pursuant to the Merger in exchange for 3,642 NU common shares.
[F7]This option was assumed by NU in the merger and replaced with an option to purchase 47,232 NU Common Shares at a price of $28.12 per share.
[F8]This option was assumed by NU in the merger and replaced with an option to purchase 39,360 NU Common Shares at a price of $24.74 per share.
[F9]This option was assumed by NU in the merger and replaced with an option to purchase 48,544 NU Common Shares at a price of $25.93 per share.

Documents

1 file

NSTAR/MA

CIK 0001035675

Entity typeother