Neyman Jesse E 4/A

4/A · FLOTEK INDUSTRIES INC/CN/ · Filed Apr 19, 2012

Form 4/AAmended

Period: 2012-01-05

Sr. VP and CFO

Transactions

Sale
Common Stock
2012-01-09$12.50/sh−4,700$58,750→ 65,415 total
Exercise of In-Money
Common Stock
2012-01-05$2.51/sh+100$251→ 65,515 total
Exercise of In-Money
Stock Option
2012-01-05$2.51/sh−100$251→ 308,014 total
Exercise: $2.51From: 2010-02-16Exp: 2015-02-15→ Common Stock (100 underlying)
Sale
Common Stock
2012-01-05$12.50/sh−100$1,250→ 65,415 total
Exercise of In-Money
Common Stock
2012-01-09$2.51/sh+4,700$11,797→ 70,115 total
Exercise of In-Money
Stock Option
2012-01-09$2.51/sh−4,700$11,797→ 303,314 total
Exercise: $2.51From: 2010-02-16Exp: 2012-02-15→ Common Stock (4,700 underlying)

Holdings

Stock Option
Exercise: $22.75From: 2009-02-28Exp: 2014-02-27→ Common Stock (5,784 underlying)
8,854
Stock Option
Exercise: $9.19From: 2012-04-08Exp: 2017-04-07→ Common Stock (100,000 underlying)
308,114
Stock Option
Exercise: $13.80From: 2008-03-13Exp: 2013-03-12→ Common Stock (3,070 underlying)
3,070
Stock Option
Exercise: $2.51From: 2010-02-16Exp: 2015-02-15→ Common Stock (49,260 underlying)
58,114
Stock Option
Exercise: $2.30From: 2010-08-11Exp: 2014-08-10→ Common Stock (150,000 underlying)
208,114

Footnotes (1)

[F1]Exercise of 4,800 shares at $2.15 and Sale of 4,800 shares at $12.50 per share pursuant to a Rule 10b5-1 Trading Plan.

Documents

1 file

4
rrd342524.xml
CORRECTION TO INCLUDE RELATED EXERCISE OF 4,800 SHARES @2.51/ SHARE ALONG WITH PREVIOUSLY FILED SIMULTANEOUS SALE OF 4,800 SHARES AT $12.50 PER SHARE, PURSUANT TO A RULE 10B5-1 TRADING PLAN.