4//SEC Filing
HOGOBOOM WILLIAM C 4
Accession 0001181431-12-027355
CIK 0001140310other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 3:51 PM ET
Size
8.0 KB
Accession
0001181431-12-027355
Insider Transaction Report
Form 4
HOGOBOOM WILLIAM C
CHIEF FINANCIAL OFFICER
Transactions
- Purchase
Common Stock Warrants (right to buy)
2012-05-01+10,377→ 10,377 totalExercise: $0.53From: 2012-11-07Exp: 2017-05-07→ Common Stock (10,377 underlying) - Purchase
Zero Coupon Convertible Notes
2012-05-01Exercise: $0.53→ Common Stock (18,868 underlying)
Holdings
- 61,787
Common Stock
Footnotes (2)
- [F1]Represents convertible notes that mature on August 31, 2012. The convertible notes are convertible at any time at the option of the holder prior to repayment.
- [F2]For an aggregate purchase price of $10,000 the reporting person was issued convertible notes with a face amount of $11,000 and warrants to purchase 10,377 shares of Common Stock.
Documents
Issuer
ZBB ENERGY CORP
CIK 0001140310
Entity typeother
Related Parties
1- filerCIK 0001507067
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 3:51 PM ET
- Size
- 8.0 KB