ZBB ENERGY CORP·4

May 3, 3:52 PM ET

STANKIEWICZ CHARLES W 4

4 · ZBB ENERGY CORP · Filed May 3, 2012

Insider Transaction Report

Form 4
Period: 2012-05-01
STANKIEWICZ CHARLES W
DirectorExecutive VP - Operations
Transactions
  • Purchase

    Common Stock Warrants (right to buy)

    2012-05-01+51,88751,887 total
    Exercise: $0.53From: 2012-11-07Exp: 2017-05-07Common Stock (51,887 underlying)
  • Purchase

    Zero Coupon Convertible Notes

    2012-05-01
    Exercise: $0.53Common Stock (94,340 underlying)
Holdings
  • Common Stock

    37,313
Footnotes (2)
  • [F1]Represents convertible notes that mature on August 31, 2012. The convertible notes are convertible at any time at the option of the holder prior to repayment.
  • [F2]For an aggregate purchase price of $50,000 the reporting person was issued convertible notes with a face amount of $55,000 and warrants to purchase 51,887 shares of Common Stock.

Documents

1 file
  • 4
    rrd343975.xmlPrimary

    STANKIEWICZ CONVERTIBLE NOTES AND WARRANTS