4//SEC Filing
COSTELLO JOHN H 4
Accession 0001181431-12-029485
CIK 0001357204other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 5:57 PM ET
Size
17.3 KB
Accession
0001181431-12-029485
Insider Transaction Report
Form 4
COSTELLO JOHN H
Chf.Glob.Mkt.& Innovation Off.
Transactions
- Exercise/Conversion
Common Stock
2012-05-09$3.02/sh+1,400$4,228→ 23,832 total - Exercise/Conversion
Common Stock
2012-05-10$3.02/sh+1,000$3,020→ 23,432 total - Exercise/Conversion
Common Stock
2012-05-10$3.02/sh+7,852$23,713→ 31,284 total - Sale
Common Stock
2012-05-09$33.00/sh−1,400$46,200→ 22,432 total - Sale
Common Stock
2012-05-10$32.62/sh−8,852$288,752→ 22,432 total - Exercise/Conversion
Option to purchase Common Stock
2012-05-10−1,000→ 42,168 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (1,000 underlying) - Exercise/Conversion
Option to purchase Common Stock
2012-05-09−1,400→ 81,582 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (1,400 underlying) - Exercise/Conversion
Option to purchase Common Stock
2012-05-10−7,852→ 73,730 totalExercise: $3.02Exp: 2020-02-23→ Common Stock (7,852 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.60 to $32.68, inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]On 02/23/2010, the reporting person was granted an option to purchase 153,239 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 02/23/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P.) criteria.
- [F3]On 02/23/2010, the reporting person was granted an option to purchase 65,674 shares of Common Stock. The option vests based upon time criteria (five equal annual installments that began on 02/23/2011).
Documents
Issuer
DUNKIN' BRANDS GROUP, INC.
CIK 0001357204
Entity typeother
IncorporatedIL
Related Parties
1- filerCIK 0001012681
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 5:57 PM ET
- Size
- 17.3 KB