Gourlay Ian 4

Accession 0001181431-12-030361

CIK 0000789073other

View on SEC.gov Company Profile

Filed

May 15, 8:00 PM ET

Accepted

May 16, 5:37 PM ET

Size

22.8 KB

Accession

0001181431-12-030361

Insider Transaction Report

Form 4

Period: 2012-05-14

BEAM INCNYSE: BEAM

Gourlay Ian

SVP Operations & Supply Chain

Transactions

Sale
Common Stock, par value $3.125
2012-05-15$58.51/sh−859$50,257→ 360 total
Exercise/Conversion
Stock Options (Right to Buy)
2012-05-14−1,909→ 26,080 total
Exercise: $36.25Exp: 2017-02-22→ Common Stock (1,909 underlying)
Exercise/Conversion
Common Stock, par value $3.125
2012-05-14$35.67/sh+9,491$338,583→ 9,851 total
Sale
Common Stock, par value $3.125
2012-05-14$58.53/sh−9,491$555,493→ 360 total
Sale
Common Stock, par value $3.125
2012-05-14$58.53/sh−1,909$111,731→ 360 total
Sale
Common Stock, par value $3.125
2012-05-15$58.11/sh−5,142$298,816→ 360 total
Exercise/Conversion
Common Stock, par value $3.125
2012-05-15$36.25/sh+859$31,136→ 1,219 total
Exercise/Conversion
Stock Options (Right to Buy)
2012-05-14−9,491→ 12,046 total
Exercise: $35.67Exp: 2016-09-30→ Common Stock (9,491 underlying)
Exercise/Conversion
Common Stock, par value $3.125
2012-05-14$36.25/sh+1,909$69,195→ 2,269 total
Exercise/Conversion
Common Stock, par value $3.125
2012-05-15$36.25/sh+5,142$186,381→ 5,502 total
Exercise/Conversion
Stock Options (Right to Buy)
2012-05-15−6,001→ 20,079 total
Exercise: $36.25Exp: 2017-02-22→ Common Stock (6,001 underlying)

Footnotes (7)

[F1]Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plans.
[F2]The options vested as to 9,491 shares on September 30, 2011 and will vest as to the remaining 12,046 shares on September 30, 2013.
[F3]The options vested as to 7,910 shares of February 22, 2011 and 10,040 shares as of February 22, 2012, and will vest as to the remaining 10,039 shares on February 22, 2013.
[F4]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.50 to $58.58, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
[F5]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.10 to $58.13, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
[F6]The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $58.50 to $58.52, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
[F7]Includes 360 shares acquired under the Beam Employee Stock Purchase Plan.

Documents

1 file

4
rrd345273.xmlPrimary
EXERCISE AND SALE

Issuer

BEAM INC

CIK 0000789073

→

Entity typeother

Related Parties

filerCIK 0001531485

Filing Metadata

Form type: 4
Filed: May 15, 8:00 PM ET
Accepted: May 16, 5:37 PM ET
Size: 22.8 KB

View on SEC.gov