TALLWOOD II PARTNERS LP 4

Accession 0001181431-12-030575

CIK 0001201663other

View on SEC.gov Company Profile

Filed

May 16, 8:00 PM ET

Accepted

May 17, 2:49 PM ET

Size

74.8 KB

Accession

0001181431-12-030575

Insider Transaction Report

Form 4

Period: 2012-05-15

AUDIENCE INCADNC

TALLWOOD II LP

10% Owner

Transactions

Conversion
Common Stock
2012-05-15+147,402→ 595,352 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+385,950→ 385,950 total(indirect: See Footnote)
Conversion
Series B-1 Preferred Stock
2012-05-15−75,303→ 0 total(indirect: See Footnote)
→ Common Stock (75,303 underlying)
Conversion
Common Stock
2012-05-15+123,992→ 509,942 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+181,767→ 1,081,263 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+389,554→ 899,496 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+1,771→ 7,284 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+2,596→ 15,445 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2012-05-15−389,554→ 0 total(indirect: See Footnote)
→ Common Stock (389,554 underlying)
Conversion
Series C Preferred Stock
2012-05-15−5,082→ 0 total(indirect: See Footnote)
→ Common Stock (5,082 underlying)
Conversion
Common Stock
2012-05-15+355,798→ 1,437,061 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+51,368→ 211,261 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+75,303→ 447,950 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,565→ 12,849 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,082→ 20,527 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+1,133,312→ 1,133,312 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−5,513→ 0 total(indirect: See Footnote)
→ Common Stock (5,513 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−1,771→ 0 total(indirect: See Footnote)
→ Common Stock (1,771 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−181,767→ 0 total(indirect: See Footnote)
→ Common Stock (181,767 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−2,596→ 0 total(indirect: See Footnote)
→ Common Stock (2,596 underlying)
Conversion
Common Stock
2012-05-15+161,386→ 372,647 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−385,950→ 0 total(indirect: See Footnote)
→ Common Stock (385,950 underlying)
Conversion
Series B Preferred Stock
2012-05-15−161,386→ 0 total(indirect: See Footnote)
→ Common Stock (161,386 underlying)
Conversion
Common Stock
2012-05-15+159,893→ 159,893 total(indirect: See Footnote)
Conversion
Series AA-1 Preferred Stock
2012-05-15−51,368→ 0 total(indirect: See Footnote)
→ Common Stock (51,368 underlying)
Conversion
Series C Preferred Stock
2012-05-15−147,402→ 0 total(indirect: See Footnote)
→ Common Stock (147,402 underlying)
Conversion
Common Stock
2012-05-15+5,513→ 5,513 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,695→ 26,222 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−159,893→ 0 total(indirect: See Footnote)
→ Common Stock (159,893 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−123,992→ 0 total(indirect: See Footnote)
→ Common Stock (123,992 underlying)
Conversion
Series B Preferred Stock
2012-05-15−5,565→ 0 total(indirect: See Footnote)
→ Common Stock (5,565 underlying)
Conversion
Series C Preferred Stock
2012-05-15−355,798→ 0 total(indirect: See Footnote)
→ Common Stock (355,798 underlying)
Conversion
Series D Preferred Stock
2012-05-15−5,695→ 0 total(indirect: See Footnote)
→ Common Stock (5,695 underlying)
Conversion
Series D Preferred Stock
2012-05-15−1,133,312→ 0 total(indirect: See Footnote)
→ Common Stock (1,133,312 underlying)

TALLWOOD II PARTNERS LP

10% Owner

Transactions

Conversion
Common Stock
2012-05-15+159,893→ 159,893 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,513→ 5,513 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,565→ 12,849 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+123,992→ 509,942 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2012-05-15−1,133,312→ 0 total(indirect: See Footnote)
→ Common Stock (1,133,312 underlying)
Conversion
Common Stock
2012-05-15+389,554→ 899,496 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+1,771→ 7,284 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,082→ 20,527 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−385,950→ 0 total(indirect: See Footnote)
→ Common Stock (385,950 underlying)
Conversion
Series AA Preferred Stock
2012-05-15−5,513→ 0 total(indirect: See Footnote)
→ Common Stock (5,513 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−2,596→ 0 total(indirect: See Footnote)
→ Common Stock (2,596 underlying)
Conversion
Series C Preferred Stock
2012-05-15−5,082→ 0 total(indirect: See Footnote)
→ Common Stock (5,082 underlying)
Conversion
Common Stock
2012-05-15+181,767→ 1,081,263 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+75,303→ 447,950 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+2,596→ 15,445 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,695→ 26,222 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+1,133,312→ 1,133,312 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−159,893→ 0 total(indirect: See Footnote)
→ Common Stock (159,893 underlying)
Conversion
Series B Preferred Stock
2012-05-15−389,554→ 0 total(indirect: See Footnote)
→ Common Stock (389,554 underlying)
Conversion
Series B Preferred Stock
2012-05-15−161,386→ 0 total(indirect: See Footnote)
→ Common Stock (161,386 underlying)
Conversion
Series B Preferred Stock
2012-05-15−5,565→ 0 total(indirect: See Footnote)
→ Common Stock (5,565 underlying)
Conversion
Series C Preferred Stock
2012-05-15−355,798→ 0 total(indirect: See Footnote)
→ Common Stock (355,798 underlying)
Conversion
Common Stock
2012-05-15+385,950→ 385,950 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+355,798→ 1,437,061 total(indirect: See Footnote)
Conversion
Series D Preferred Stock
2012-05-15−5,695→ 0 total(indirect: See Footnote)
→ Common Stock (5,695 underlying)
Conversion
Common Stock
2012-05-15+51,368→ 211,261 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+161,386→ 372,647 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+147,402→ 595,352 total(indirect: See Footnote)
Conversion
Series AA-1 Preferred Stock
2012-05-15−51,368→ 0 total(indirect: See Footnote)
→ Common Stock (51,368 underlying)
Conversion
Series C Preferred Stock
2012-05-15−147,402→ 0 total(indirect: See Footnote)
→ Common Stock (147,402 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−123,992→ 0 total(indirect: See Footnote)
→ Common Stock (123,992 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−1,771→ 0 total(indirect: See Footnote)
→ Common Stock (1,771 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−181,767→ 0 total(indirect: See Footnote)
→ Common Stock (181,767 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−75,303→ 0 total(indirect: See Footnote)
→ Common Stock (75,303 underlying)

TALLWOOD II ANNEX LP

10% Owner

Transactions

Conversion
Common Stock
2012-05-15+161,386→ 372,647 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+123,992→ 509,942 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+355,798→ 1,437,061 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+159,893→ 159,893 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+2,596→ 15,445 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−159,893→ 0 total(indirect: See Footnote)
→ Common Stock (159,893 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−51,368→ 0 total(indirect: See Footnote)
→ Common Stock (51,368 underlying)
Conversion
Series B Preferred Stock
2012-05-15−389,554→ 0 total(indirect: See Footnote)
→ Common Stock (389,554 underlying)
Conversion
Common Stock
2012-05-15+385,950→ 385,950 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+389,554→ 899,496 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+181,767→ 1,081,263 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+51,368→ 211,261 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,695→ 26,222 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+1,133,312→ 1,133,312 total(indirect: See Footnote)
Conversion
Series AA-1 Preferred Stock
2012-05-15−123,992→ 0 total(indirect: See Footnote)
→ Common Stock (123,992 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−181,767→ 0 total(indirect: See Footnote)
→ Common Stock (181,767 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−75,303→ 0 total(indirect: See Footnote)
→ Common Stock (75,303 underlying)
Conversion
Series C Preferred Stock
2012-05-15−355,798→ 0 total(indirect: See Footnote)
→ Common Stock (355,798 underlying)
Conversion
Series C Preferred Stock
2012-05-15−5,082→ 0 total(indirect: See Footnote)
→ Common Stock (5,082 underlying)
Conversion
Series D Preferred Stock
2012-05-15−1,133,312→ 0 total(indirect: See Footnote)
→ Common Stock (1,133,312 underlying)
Conversion
Common Stock
2012-05-15+75,303→ 447,950 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+147,402→ 595,352 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,513→ 5,513 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+1,771→ 7,284 total(indirect: See Footnote)
Conversion
Series AA-1 Preferred Stock
2012-05-15−1,771→ 0 total(indirect: See Footnote)
→ Common Stock (1,771 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−2,596→ 0 total(indirect: See Footnote)
→ Common Stock (2,596 underlying)
Conversion
Series C Preferred Stock
2012-05-15−147,402→ 0 total(indirect: See Footnote)
→ Common Stock (147,402 underlying)
Conversion
Series D Preferred Stock
2012-05-15−5,695→ 0 total(indirect: See Footnote)
→ Common Stock (5,695 underlying)
Conversion
Common Stock
2012-05-15+5,565→ 12,849 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,082→ 20,527 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−385,950→ 0 total(indirect: See Footnote)
→ Common Stock (385,950 underlying)
Conversion
Series AA Preferred Stock
2012-05-15−5,513→ 0 total(indirect: See Footnote)
→ Common Stock (5,513 underlying)
Conversion
Series B Preferred Stock
2012-05-15−161,386→ 0 total(indirect: See Footnote)
→ Common Stock (161,386 underlying)
Conversion
Series B Preferred Stock
2012-05-15−5,565→ 0 total(indirect: See Footnote)
→ Common Stock (5,565 underlying)

TALLWOOD II ASSOCIATES LP

10% Owner

Transactions

Conversion
Common Stock
2012-05-15+181,767→ 1,081,263 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+1,771→ 7,284 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,082→ 20,527 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−159,893→ 0 total(indirect: See Footnote)
→ Common Stock (159,893 underlying)
Conversion
Series AA Preferred Stock
2012-05-15−5,513→ 0 total(indirect: See Footnote)
→ Common Stock (5,513 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−51,368→ 0 total(indirect: See Footnote)
→ Common Stock (51,368 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−2,596→ 0 total(indirect: See Footnote)
→ Common Stock (2,596 underlying)
Conversion
Series D Preferred Stock
2012-05-15−5,695→ 0 total(indirect: See Footnote)
→ Common Stock (5,695 underlying)
Conversion
Common Stock
2012-05-15+385,950→ 385,950 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+123,992→ 509,942 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+1,133,312→ 1,133,312 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2012-05-15−389,554→ 0 total(indirect: See Footnote)
→ Common Stock (389,554 underlying)
Conversion
Series B Preferred Stock
2012-05-15−161,386→ 0 total(indirect: See Footnote)
→ Common Stock (161,386 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−181,767→ 0 total(indirect: See Footnote)
→ Common Stock (181,767 underlying)
Conversion
Common Stock
2012-05-15+147,402→ 595,352 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,695→ 26,222 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−385,950→ 0 total(indirect: See Footnote)
→ Common Stock (385,950 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−123,992→ 0 total(indirect: See Footnote)
→ Common Stock (123,992 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−1,771→ 0 total(indirect: See Footnote)
→ Common Stock (1,771 underlying)
Conversion
Series C Preferred Stock
2012-05-15−5,082→ 0 total(indirect: See Footnote)
→ Common Stock (5,082 underlying)
Conversion
Common Stock
2012-05-15+389,554→ 899,496 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+51,368→ 211,261 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+161,386→ 372,647 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,513→ 5,513 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,565→ 12,849 total(indirect: See Footnote)
Conversion
Series B-1 Preferred Stock
2012-05-15−75,303→ 0 total(indirect: See Footnote)
→ Common Stock (75,303 underlying)
Conversion
Series C Preferred Stock
2012-05-15−355,798→ 0 total(indirect: See Footnote)
→ Common Stock (355,798 underlying)
Conversion
Series C Preferred Stock
2012-05-15−147,402→ 0 total(indirect: See Footnote)
→ Common Stock (147,402 underlying)
Conversion
Series D Preferred Stock
2012-05-15−1,133,312→ 0 total(indirect: See Footnote)
→ Common Stock (1,133,312 underlying)
Conversion
Common Stock
2012-05-15+355,798→ 1,437,061 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+159,893→ 159,893 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+75,303→ 447,950 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+2,596→ 15,445 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2012-05-15−5,565→ 0 total(indirect: See Footnote)
→ Common Stock (5,565 underlying)

Tallwood II Management, LLC

10% Owner

Transactions

Conversion
Common Stock
2012-05-15+5,513→ 5,513 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,082→ 20,527 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+1,133,312→ 1,133,312 total(indirect: See Footnote)
Conversion
Series B Preferred Stock
2012-05-15−161,386→ 0 total(indirect: See Footnote)
→ Common Stock (161,386 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−181,767→ 0 total(indirect: See Footnote)
→ Common Stock (181,767 underlying)
Conversion
Series C Preferred Stock
2012-05-15−147,402→ 0 total(indirect: See Footnote)
→ Common Stock (147,402 underlying)
Conversion
Series D Preferred Stock
2012-05-15−5,695→ 0 total(indirect: See Footnote)
→ Common Stock (5,695 underlying)
Conversion
Common Stock
2012-05-15+75,303→ 447,950 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,565→ 12,849 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+5,695→ 26,222 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−385,950→ 0 total(indirect: See Footnote)
→ Common Stock (385,950 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−1,771→ 0 total(indirect: See Footnote)
→ Common Stock (1,771 underlying)
Conversion
Series B Preferred Stock
2012-05-15−389,554→ 0 total(indirect: See Footnote)
→ Common Stock (389,554 underlying)
Conversion
Series C Preferred Stock
2012-05-15−5,082→ 0 total(indirect: See Footnote)
→ Common Stock (5,082 underlying)
Conversion
Series D Preferred Stock
2012-05-15−1,133,312→ 0 total(indirect: See Footnote)
→ Common Stock (1,133,312 underlying)
Conversion
Common Stock
2012-05-15+147,402→ 595,352 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−159,893→ 0 total(indirect: See Footnote)
→ Common Stock (159,893 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−123,992→ 0 total(indirect: See Footnote)
→ Common Stock (123,992 underlying)
Conversion
Series AA-1 Preferred Stock
2012-05-15−51,368→ 0 total(indirect: See Footnote)
→ Common Stock (51,368 underlying)
Conversion
Series B Preferred Stock
2012-05-15−5,565→ 0 total(indirect: See Footnote)
→ Common Stock (5,565 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−75,303→ 0 total(indirect: See Footnote)
→ Common Stock (75,303 underlying)
Conversion
Series B-1 Preferred Stock
2012-05-15−2,596→ 0 total(indirect: See Footnote)
→ Common Stock (2,596 underlying)
Conversion
Series C Preferred Stock
2012-05-15−355,798→ 0 total(indirect: See Footnote)
→ Common Stock (355,798 underlying)
Conversion
Common Stock
2012-05-15+51,368→ 211,261 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+389,554→ 899,496 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+181,767→ 1,081,263 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+159,893→ 159,893 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+161,386→ 372,647 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+1,771→ 7,284 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+2,596→ 15,445 total(indirect: See Footnote)
Conversion
Series AA Preferred Stock
2012-05-15−5,513→ 0 total(indirect: See Footnote)
→ Common Stock (5,513 underlying)
Conversion
Common Stock
2012-05-15+385,950→ 385,950 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+123,992→ 509,942 total(indirect: See Footnote)
Conversion
Common Stock
2012-05-15+355,798→ 1,437,061 total(indirect: See Footnote)

Footnotes (6)

[F1]Each share of Series AA, Series AA-1, Series B, Series B-1, Series C and Series D Preferred Stock automatically converted into one share of common stock immediately prior to the consummation of the Issuer's initial public offering.
[F2]The shares are held by Tallwood II, L.P. ("Tallwood II"). Tallwood II Management, LLC ("Tallwood II Management") is the general partner of Tallwood II. Tallwood II Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood II, but disclaims beneficial ownership except to the extent of its pecuniary interest therein.
[F3]The shares are held by Tallwood II Partners, L.P. ("Tallwood II Partners"). Tallwood II Management is the general partner of Tallwood II Partners. Tallwood II Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood II Partners, but disclaims beneficial ownership except to the extent of its pecuniary interest therein.
[F4]The shares are held by Tallwood II Associates, L.P. ("Tallwood II Associates"). Tallwood II Management is the general partner of Tallwood II Associates. Tallwood II Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood II Associates, but disclaims beneficial ownership except to the extent of its pecuniary interest therein.
[F5]The shares are held by Tallwood II Annex, L.P. ("Tallwood II Annex"). Tallwood II Management is the general partner of Tallwood II Annex. Tallwood II Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood II Annex, but disclaims beneficial ownership except to the extent of its pecuniary interest therein.
[F6]The expiration date is not relevant to the conversion of these securities.

Documents

1 file

4
rrd345575.xmlPrimary
FORM 4

Issuer

AUDIENCE INC

CIK 0001201663

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001178433

Filing Metadata

Form type: 4
Filed: May 16, 8:00 PM ET
Accepted: May 17, 2:49 PM ET
Size: 74.8 KB

View on SEC.gov