TALLWOOD II PARTNERS LP 4
4 · AUDIENCE INC · Filed May 17, 2012
Insider Transaction Report
Form 4
AUDIENCE INCADNC
TALLWOOD II LP
10% Owner
Transactions
- Conversion
Common Stock
[F1][F2]2012-05-15+385,950→ 385,950 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F2]2012-05-15+123,992→ 509,942 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F2]2012-05-15+389,554→ 899,496 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F2]2012-05-15+181,767→ 1,081,263 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F2]2012-05-15+355,798→ 1,437,061 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F3]2012-05-15+159,893→ 159,893 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F3]2012-05-15+51,368→ 211,261 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F3]2012-05-15+161,386→ 372,647 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F3]2012-05-15+75,303→ 447,950 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F3]2012-05-15+147,402→ 595,352 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F4]2012-05-15+5,513→ 5,513 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F4]2012-05-15+1,771→ 7,284 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F4]2012-05-15+5,565→ 12,849 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F4]2012-05-15+2,596→ 15,445 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F4]2012-05-15+5,082→ 20,527 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F4]2012-05-15+5,695→ 26,222 total(indirect: See Footnote) - Conversion
Common Stock
[F1][F5]2012-05-15+1,133,312→ 1,133,312 total(indirect: See Footnote) - Conversion
Series AA Preferred Stock
[F1][F6][F2]2012-05-15−385,950→ 0 total(indirect: See Footnote)→ Common Stock (385,950 underlying) - Conversion
Series AA Preferred Stock
[F1][F6][F3]2012-05-15−159,893→ 0 total(indirect: See Footnote)→ Common Stock (159,893 underlying) - Conversion
Series AA Preferred Stock
[F1][F6][F4]2012-05-15−5,513→ 0 total(indirect: See Footnote)→ Common Stock (5,513 underlying) - Conversion
Series AA-1 Preferred Stock
[F1][F6][F2]2012-05-15−123,992→ 0 total(indirect: See Footnote)→ Common Stock (123,992 underlying) - Conversion
Series AA-1 Preferred Stock
[F1][F6][F3]2012-05-15−51,368→ 0 total(indirect: See Footnote)→ Common Stock (51,368 underlying) - Conversion
Series AA-1 Preferred Stock
[F1][F6][F4]2012-05-15−1,771→ 0 total(indirect: See Footnote)→ Common Stock (1,771 underlying) - Conversion
Series B Preferred Stock
[F1][F6][F2]2012-05-15−389,554→ 0 total(indirect: See Footnote)→ Common Stock (389,554 underlying) - Conversion
Series B Preferred Stock
[F1][F6][F3]2012-05-15−161,386→ 0 total(indirect: See Footnote)→ Common Stock (161,386 underlying) - Conversion
Series B Preferred Stock
[F1][F6][F4]2012-05-15−5,565→ 0 total(indirect: See Footnote)→ Common Stock (5,565 underlying) - Conversion
Series B-1 Preferred Stock
[F1][F6][F2]2012-05-15−181,767→ 0 total(indirect: See Footnote)→ Common Stock (181,767 underlying) - Conversion
Series B-1 Preferred Stock
[F1][F6][F3]2012-05-15−75,303→ 0 total(indirect: See Footnote)→ Common Stock (75,303 underlying) - Conversion
Series B-1 Preferred Stock
[F1][F6][F4]2012-05-15−2,596→ 0 total(indirect: See Footnote)→ Common Stock (2,596 underlying) - Conversion
Series C Preferred Stock
[F1][F6][F2]2012-05-15−355,798→ 0 total(indirect: See Footnote)→ Common Stock (355,798 underlying) - Conversion
Series C Preferred Stock
[F1][F6][F3]2012-05-15−147,402→ 0 total(indirect: See Footnote)→ Common Stock (147,402 underlying) - Conversion
Series C Preferred Stock
[F1][F6][F4]2012-05-15−5,082→ 0 total(indirect: See Footnote)→ Common Stock (5,082 underlying) - Conversion
Series D Preferred Stock
[F1][F6][F4]2012-05-15−5,695→ 0 total(indirect: See Footnote)→ Common Stock (5,695 underlying) - Conversion
Series D Preferred Stock
[F1][F6][F5]2012-05-15−1,133,312→ 0 total(indirect: See Footnote)→ Common Stock (1,133,312 underlying)
Footnotes (6)
- [F1]Each share of Series AA, Series AA-1, Series B, Series B-1, Series C and Series D Preferred Stock automatically converted into one share of common stock immediately prior to the consummation of the Issuer's initial public offering.
- [F2]The shares are held by Tallwood II, L.P. ("Tallwood II"). Tallwood II Management, LLC ("Tallwood II Management") is the general partner of Tallwood II. Tallwood II Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood II, but disclaims beneficial ownership except to the extent of its pecuniary interest therein.
- [F3]The shares are held by Tallwood II Partners, L.P. ("Tallwood II Partners"). Tallwood II Management is the general partner of Tallwood II Partners. Tallwood II Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood II Partners, but disclaims beneficial ownership except to the extent of its pecuniary interest therein.
- [F4]The shares are held by Tallwood II Associates, L.P. ("Tallwood II Associates"). Tallwood II Management is the general partner of Tallwood II Associates. Tallwood II Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood II Associates, but disclaims beneficial ownership except to the extent of its pecuniary interest therein.
- [F5]The shares are held by Tallwood II Annex, L.P. ("Tallwood II Annex"). Tallwood II Management is the general partner of Tallwood II Annex. Tallwood II Management may be deemed to share voting and dispositive power with respect to the shares owned by Tallwood II Annex, but disclaims beneficial ownership except to the extent of its pecuniary interest therein.
- [F6]The expiration date is not relevant to the conversion of these securities.