Home/Filings/4/0001181431-12-030672
4//SEC Filing

Tel Martijn 4

Accession 0001181431-12-030672

CIK 0001470699other

Filed

May 16, 8:00 PM ET

Accepted

May 17, 4:44 PM ET

Size

13.9 KB

Accession

0001181431-12-030672

Insider Transaction Report

Form 4
Period: 2012-05-17
Tel Martijn
SVP & Chief Operating Officer
Transactions
  • Award

    Stock Right

    2012-05-17$11.10/sh+11,939.5$132,52811,939.5 total
    From: 2015-02-24Exp: 2015-02-24Common Stock (11,939.5 underlying)
  • Disposition to Issuer

    Stock Option

    2012-05-17$1.01/sh22,000$22,2200 total
    Exercise: $10.09Exp: 2021-01-10Common Stock (22,000 underlying)
  • Disposition to Issuer

    Stock Right

    2012-05-17$11.10/sh11,939.5$132,5280 total
    From: 2015-02-24Exp: 2015-02-24Common Stock (11,939.5 underlying)
  • Disposition to Issuer

    Common Stock

    2012-05-17$11.10/sh5,250$58,2750 total
  • Disposition to Issuer

    Stock Option

    2012-05-17$1.13/sh51,500$58,1950 total
    Exercise: $9.97Exp: 2022-01-10Common Stock (51,500 underlying)
Footnotes (4)
  • [F1]Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of March 3, 2012, by and among Archipelago Learning, Inc. ("Archipelago"), Plato Learning, Inc. and Project Cayman Merger Corp (the "Merger Agreement") on the effective date of the merger in exchange for a cash payment of $11.10 per share of common stock.
  • [F2]Pursuant to the Merger Agreement, each outstanding stock option, whether or not vested, was cancelled and converted into the right to receive the option's spread value (i.e., a cash payment equal to the excess, if any, of $11.10 over such option's exercise price).
  • [F3]This option provided for vesting in equal installments on each of the first four anniversaries of the date of the grant or in full upon a change of control, including the transactions contemplated by the Merger Agreement.
  • [F4]Pursuant to the Merger Agreement, the Reporting Person received the rights to restricted stock units of Archipelago. Each such restricted stock unit would have settled in a share of common stock of Archipelago on February 24, 2015. Under the Merger Agreement, the restricted stock units were cancelled, terminated, and converted into the right of the Reporting Person to receive a payment in cash of $11.10 per restricted stock unit.

Issuer

Archipelago Learning, Inc.

CIK 0001470699

Entity typeother

Related Parties

1
  • filerCIK 0001476812

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 4:44 PM ET
Size
13.9 KB