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THREE ARCH PARTNERS III LP 4

Accession 0001181431-12-033676

CIK 0001427925other
View on SEC.govCompany Profile

Filed

May 30, 8:00 PM ET

Accepted

May 31, 4:23 PM ET

Size

34.4 KB

Accession

0001181431-12-033676

Insider Transaction Report

Form 4
Period: 2012-05-29
ACELRX PHARMACEUTICALS INCACRX
WAN MARK A
Director
Transactions
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+67,543$229,646→ 3,704,712 total(indirect: See Footnote (1))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+3,631$12,345→ 199,174 total(indirect: See Footnote (2))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+60,789$7,599→ 60,789 total(indirect: See Footnote (1))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (60,789 underlying)
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+4,613$15,684→ 87,408 total(indirect: See Footnote (4))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+3,268$409→ 3,268 total(indirect: See Footnote (2))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (3,268 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+188,020$23,503→ 188,020 total(indirect: See Footnote (3))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (188,020 underlying)
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+208,911$710,297→ 3,958,829 total(indirect: See Footnote (3))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+4,151$519→ 4,151 total(indirect: See Footnote (4))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (4,151 underlying)
THREE ARCH ASSOCIATES III LP
10% Owner
Transactions
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+4,613$15,684→ 87,408 total(indirect: See Footnote (4))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+67,543$229,646→ 3,704,712 total(indirect: See Footnote (1))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+188,020$23,503→ 188,020 total(indirect: See Footnote (3))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (188,020 underlying)
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+208,911$710,297→ 3,958,829 total(indirect: See Footnote (3))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+60,789$7,599→ 60,789 total(indirect: See Footnote (1))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (60,789 underlying)
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+3,631$12,345→ 199,174 total(indirect: See Footnote (2))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+3,268$409→ 3,268 total(indirect: See Footnote (2))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (3,268 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+4,151$519→ 4,151 total(indirect: See Footnote (4))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (4,151 underlying)
THREE ARCH ASSOCIATES L P
10% Owner
Transactions
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+208,911$710,297→ 3,958,829 total(indirect: See Footnote (3))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+3,268$409→ 3,268 total(indirect: See Footnote (2))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (3,268 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+60,789$7,599→ 60,789 total(indirect: See Footnote (1))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (60,789 underlying)
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+67,543$229,646→ 3,704,712 total(indirect: See Footnote (1))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+3,631$12,345→ 199,174 total(indirect: See Footnote (2))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+4,613$15,684→ 87,408 total(indirect: See Footnote (4))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+4,151$519→ 4,151 total(indirect: See Footnote (4))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (4,151 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+188,020$23,503→ 188,020 total(indirect: See Footnote (3))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (188,020 underlying)
JAEGER WILFRED E
10% Owner
Transactions
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+3,631$12,345→ 199,174 total(indirect: See Footnote (2))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+208,911$710,297→ 3,958,829 total(indirect: See Footnote (3))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+60,789$7,599→ 60,789 total(indirect: See Footnote (1))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (60,789 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+4,151$519→ 4,151 total(indirect: See Footnote (4))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (4,151 underlying)
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+4,613$15,684→ 87,408 total(indirect: See Footnote (4))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+3,268$409→ 3,268 total(indirect: See Footnote (2))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (3,268 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+188,020$23,503→ 188,020 total(indirect: See Footnote (3))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (188,020 underlying)
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+67,543$229,646→ 3,704,712 total(indirect: See Footnote (1))
THREE ARCH PARTNERS III LP
10% Owner
Transactions
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+67,543$229,646→ 3,704,712 total(indirect: See Footnote (1))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+3,631$12,345→ 199,174 total(indirect: See Footnote (2))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+208,911$710,297→ 3,958,829 total(indirect: See Footnote (3))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+4,613$15,684→ 87,408 total(indirect: See Footnote (4))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+60,789$7,599→ 60,789 total(indirect: See Footnote (1))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (60,789 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+3,268$409→ 3,268 total(indirect: See Footnote (2))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (3,268 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+188,020$23,503→ 188,020 total(indirect: See Footnote (3))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (188,020 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+4,151$519→ 4,151 total(indirect: See Footnote (4))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (4,151 underlying)
THREE ARCH PARTNERS L P
10% Owner
Transactions
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+67,543$229,646→ 3,704,712 total(indirect: See Footnote (1))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+208,911$710,297→ 3,958,829 total(indirect: See Footnote (3))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+3,631$12,345→ 199,174 total(indirect: See Footnote (2))
  • Purchase

    Common Stock

    2012-05-29$3.40/sh+4,613$15,684→ 87,408 total(indirect: See Footnote (4))
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+60,789$7,599→ 60,789 total(indirect: See Footnote (1))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (60,789 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+3,268$409→ 3,268 total(indirect: See Footnote (2))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (3,268 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+188,020$23,503→ 188,020 total(indirect: See Footnote (3))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (188,020 underlying)
  • Purchase

    Warrant to purchase Common Stock

    2012-05-29$0.13/sh+4,151$519→ 4,151 total(indirect: See Footnote (4))
    Exercise: $3.40From: 2012-11-29Exp: 2017-11-29→ Common Stock (4,151 underlying)
Footnotes (4)
  • [F1]The shares are held by Three Arch Partners III, L.P. ("TAP III"). Three Arch Management III, L.L.C. ("TAM III"), the general partner of TAP III, has sole voting and dispositive power with respect to the securities held by TAP III. Mark A. Wan and Wilfred Jaeger, the managing members of TAM III, share the voting and dispositive power with respect to the shares hld by TAP III. Such persons and entities disclaim beneficial ownership of the shares held by TAP III except to the extent of any pecuniary interest therein.
  • [F2]The shares are held by Three Arch Associates III, L.P. ("TAA III"). TAM III, the general partner of TAA III, has sole voting and dispositive power with respect to the securities held by TAA III. Mark A. Wan and Wilfred Jaeger, the managing members of TAM III, share the voting and dispositive power with respect to the shares hld by TAA III. Such persons and entities disclaim beneficial ownership of the shares held by TAA III except to the extent of any pecuniary interest therein.
  • [F3]The shares are held by Three Arch Partners IV, L.P. ("TAP IV"). Three Arch Management IV, L.L.C. ("TAM IV"), the general partner of TAP IV, has sole voting and dispositive power with respect to the securities held by TAP IV. Mark A. Wan and Wilfred Jaeger, the managing members of TAM IV, share the voting and dispositive power with respect to the shares hld by TAP IV. Such persons and entities disclaim beneficial ownership of the shares held by TAP IV except to the extent of any pecuniary interest therein.
  • [F4]The shares are held by Three Arch Associates IV, L.P. ("TAA IV"). TAM IV, the general partner of TAA IV, has sole voting and dispositive power with respect to the securities held by TAA IV. Mark A. Wan and Wilfred Jaeger, the managing members of TAM IV, share the voting and dispositive power with respect to the shares hld by TAA IV. Such persons and entities disclaim beneficial ownership of the shares held by TAA IV except to the extent of any pecuniary interest therein.

Documents

3 files

Issuer

ACELRX PHARMACEUTICALS INC

CIK 0001427925

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001256741

Filing Metadata

Form type
4
Filed
May 30, 8:00 PM ET
Accepted
May 31, 4:23 PM ET
Size
34.4 KB
View on SEC.gov