4//SEC Filing
GOTTLIEB ANDREW 4
Accession 0001181431-12-035085
CIK 0000836106other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 7:43 PM ET
Size
27.3 KB
Accession
0001181431-12-035085
Insider Transaction Report
Form 4
GOTTLIEB ANDREW
VP and General Counsel
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2012-06-04−6,000→ 0 totalExercise: $17.05→ Common Stock (6,000 underlying) - Disposition to Issuer
Common Stock
2012-06-04−949→ 0 total - Exercise/Conversion
Common Stock
2012-06-04+33,636→ 33,636 total - Disposition to Issuer
Stock Option (Right to Buy)
2012-06-04−5,000→ 0 totalExercise: $26.86→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2012-06-04−15,500→ 0 totalExercise: $33.00→ Common Stock (15,500 underlying) - Disposition to Issuer
Restricted Stock Unit
2012-06-04−18,340→ 0 totalExercise: $0.00→ Common Stock (18,340 underlying) - Disposition to Issuer
Common Stock
2012-06-04−19,427→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2012-06-04−7,500→ 0 totalExercise: $15.23→ Common Stock (7,500 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2012-06-04−10,000→ 0 totalExercise: $23.93→ Common Stock (10,000 underlying) - Disposition to Issuer
Common Stock
2012-06-04−360→ 0 total(indirect: By 401(k)) - Tax Payment
Common Stock
2012-06-04$40.39/sh−14,209$573,902→ 19,427 total - Exercise/Conversion
Restricted Stock Unit
2012-06-04−33,636→ 0 totalExercise: $0.00→ Common Stock (33,636 underlying)
Footnotes (9)
- [F1]Disposed of in connection with the merger of BLMS Inc. ("Merger Sub"), a wholly owned subsidiary of Lam Research Corporation ("Lam Research"), with and into Novellus Systems, Inc. ("Novellus"), pursuant to the terms of the Agreement and Plan of Merger by and among Merger Sub, Lam Research and Novellus dated December 14, 2011 (the "Merger"). In connection with the Merger, each outstanding share of Novellus common stock was exchanged for 1.125 shares of Lam Research common stock having a market value of $35.99 per share based on the closing price of Lam Research's common stock on June 4, 2012. The indirect holdings inthe 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
- [F2]Represents both time based and performance based restricted stock units, all of which vested in full at the effective time of the merger. The performance based restricted stock units granted in 2009 vested with respect to the maximum number of Novellus shares payable pursuant to such performance based restricted stock unit and the performance based restricted stock units granted in 2010 vested with respect to 52% of the Novellus shares payable pursuant to such performance based restricted stock unit.
- [F3]This option, which provided for vesting of 25% annually, was assumed by Lam Research in the merger and replaced with an option to purchase 8,437 shares at $13.54 per share.
- [F4]This option, which provided for vesting of 25% annually, was assumed by Lam Research in the merger and replaced with an option to purchase 6,750 shares at $15.16 per share.
- [F5]This option, which provided for vesting of 25% annually, was assumed by Lam Research in the merger and replaced with an option to purchase 11,250 shares at $21.28 per share.
- [F6]This option, which provided for vesting of 25% annually, was assumed by Lam Research in the merger and replaced with an option to purchase 5,625 shares at $23.88 per share.
- [F7]This option, which provided for vesting of 25% annually, was assumed by Lam Research in the merger and replaced with an option to purchase 17,437 shares at $29.34 per share.
- [F8]This RSU, which provided for vesting of 25% annually, was assumed by Lam Research in the merger and replaced with an RSU for 20,632 shares of Lam Research common stock.
- [F9]Disposed of in connection with the merger of BLMS Inc. ("Merger Sub"), a wholly owned subsidiary of Lam Research Corporation ("Lam Research"), with and into Novellus Systems, Inc. ("Novellus"), pursuant to the terms of the Agreement and Plan of Merger by and among Merger Sub, Lam Research and Novellus dated December 14, 2011 (the "Merger"). In connection with the Merger, each outstanding share of Novellus common stock was exchanged for 1.125 shares of Lam Research common stock having a market value of $35.99 per share based on the closing price of Lam Research's common stock on June 4, 2012.
Documents
Issuer
NOVELLUS SYSTEMS INC
CIK 0000836106
Entity typeother
Related Parties
1- filerCIK 0001488812
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 7:43 PM ET
- Size
- 27.3 KB