4//SEC Filing
COLE KENNETH D 4
Accession 0001181431-12-035103
CIK 0000921691other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 9:06 PM ET
Size
10.4 KB
Accession
0001181431-12-035103
Insider Transaction Report
Form 4
COLE KENNETH D
DirectorChairman
Transactions
- Other
Class A Common Stock
2012-06-05−150,000→ 0 total(indirect: See Footnote) - Other
Class B Convertible Common Stock
2012-04-26−132,021→ 6,424,792 totalExercise: $0.00→ Class A Common Stock (132,021 underlying)
Holdings
- 353,653
Class A Common Stock
- 187,500(indirect: By Partnership)
Class B Convertible Common Stock
Exercise: $0.00→ Class A Common Stock (187,500 underlying)
Footnotes (7)
- [F1]On June 5, 2012, the Reporting Person resigned as Trustee of the Kenneth Cole 1994 Charitable Remainder Trust (officially known as "Kenneth Cole 1994 Charitable Remainder Trust u/a/d 12/19/94").
- [F2]Class B Convertible Common Stock is convertible into Class A Common Stock on a one-for-one basis.
- [F3]On April 26, 2012, 132,021 shares of Class B Convertible Common Stock were transferred from the 2010 Kenneth D. Cole Grantor Retained Annuity Trust, of which the Reporting Person was Trustee, to Robyn S. Transport as Trustee of the Family Trust u/a/d 4/26/10.
- [F4]There is no fixed exercise date for the Class B Convertible Common Stock.
- [F5]There is no fixed expiration date for the Class B Convertible Common Stock.
- [F6]The number of shares of Class B Convertible Common Stock beneficially owned following the reported transaction gives effect to the Reporting Person's resignation as Trustee of the following trusts, effective as of June 5, 2012: the July 2010 Kenneth D. Cole Grantor Retained Annuity Trust (officially known as "KDC July 2010 GRAT u/a/d 7/12/10"), the 2009 Kenneth D. Cole Grantor Retained Annuity Trust (officially known as "KDC 2009 GRAT u/a/d 2/2/09") and the 2009 Kenneth D. Cole Family Grantor Retained Annuity Trust (officially known as "KDC 2009 Family GRAT u/a/d 2/2/09").
- [F7]The Reporting Person may be deemed to beneficially own 187,500 shares of Class B Convertible Common Stock held by KMC Partners L.P., of which KMC Partners LLC is the general partner, of which the Reporting Person is the managing member.
Documents
Issuer
COLE KENNETH PRODUCTIONS INC
CIK 0000921691
Entity typeother
Related Parties
1- filerCIK 0000935608
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 9:06 PM ET
- Size
- 10.4 KB