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COLE KENNETH D 4

Accession 0001181431-12-035103

CIK 0000921691other

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 9:06 PM ET

Size

10.4 KB

Accession

0001181431-12-035103

Insider Transaction Report

Form 4
Period: 2012-04-26
COLE KENNETH D
DirectorChairman
Transactions
  • Other

    Class A Common Stock

    2012-06-05150,0000 total(indirect: See Footnote)
  • Other

    Class B Convertible Common Stock

    2012-04-26132,0216,424,792 total
    Exercise: $0.00Class A Common Stock (132,021 underlying)
Holdings
  • Class A Common Stock

    353,653
  • Class B Convertible Common Stock

    (indirect: By Partnership)
    Exercise: $0.00Class A Common Stock (187,500 underlying)
    187,500
Footnotes (7)
  • [F1]On June 5, 2012, the Reporting Person resigned as Trustee of the Kenneth Cole 1994 Charitable Remainder Trust (officially known as "Kenneth Cole 1994 Charitable Remainder Trust u/a/d 12/19/94").
  • [F2]Class B Convertible Common Stock is convertible into Class A Common Stock on a one-for-one basis.
  • [F3]On April 26, 2012, 132,021 shares of Class B Convertible Common Stock were transferred from the 2010 Kenneth D. Cole Grantor Retained Annuity Trust, of which the Reporting Person was Trustee, to Robyn S. Transport as Trustee of the Family Trust u/a/d 4/26/10.
  • [F4]There is no fixed exercise date for the Class B Convertible Common Stock.
  • [F5]There is no fixed expiration date for the Class B Convertible Common Stock.
  • [F6]The number of shares of Class B Convertible Common Stock beneficially owned following the reported transaction gives effect to the Reporting Person's resignation as Trustee of the following trusts, effective as of June 5, 2012: the July 2010 Kenneth D. Cole Grantor Retained Annuity Trust (officially known as "KDC July 2010 GRAT u/a/d 7/12/10"), the 2009 Kenneth D. Cole Grantor Retained Annuity Trust (officially known as "KDC 2009 GRAT u/a/d 2/2/09") and the 2009 Kenneth D. Cole Family Grantor Retained Annuity Trust (officially known as "KDC 2009 Family GRAT u/a/d 2/2/09").
  • [F7]The Reporting Person may be deemed to beneficially own 187,500 shares of Class B Convertible Common Stock held by KMC Partners L.P., of which KMC Partners LLC is the general partner, of which the Reporting Person is the managing member.

Issuer

COLE KENNETH PRODUCTIONS INC

CIK 0000921691

Entity typeother

Related Parties

1
  • filerCIK 0000935608

Filing Metadata

Form type
4
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 9:06 PM ET
Size
10.4 KB