Ritacco John E 4
4 · CMS Bancorp, Inc. · Filed Jun 14, 2012
Insider Transaction Report
Form 4
Ritacco John E
DirectorPresident and CEO
Transactions
- Purchase
Common Stock, par value $0.01 per share
2012-06-12$6.70/sh+100$670→ 21,741 total
Holdings
- 225(indirect: Custodian for Amanda J. Ritacco)
Common Stock, par value $0.01 per share
- 10,325(indirect: By IRA)
Common Stock, par value $0.01 per share
- 1,390(indirect: By Spouse)
Common Stock, par value $0.01 per share
- 100(indirect: By Son)
Common Stock, par value $0.01 per share
Footnotes (3)
- [F1]Includes 20,441 shares of restricted stock granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis, with the fifth and final installment scheduled to vest on November 28, 2012.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.