ROSSKAMM ALAN 4
4 · CHARMING SHOPPES INC · Filed Jun 15, 2012
Insider Transaction Report
Form 4
ROSSKAMM ALAN
Director
Transactions
- Gift
Common Stock
2012-06-07−30,000→ 197,204 total - Disposition to Issuer
Common Stock
2012-06-14$7.35/sh−35,529$261,138→ 0 total - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−41,152$302,467→ 0 totalExercise: $4.60From: 2009-04-02Exp: 2015-07-15→ Common Stock (41,152 underlying) - Disposition to Issuer
Restricted Stock Units
2012-06-14$7.35/sh−29,412$216,178→ 0 totalExercise: $0.00→ Common Stock (29,412 underlying) - Disposition from Tender
Common Stock
2012-06-14$7.35/sh−161,675$1,188,311→ 35,529 total - Disposition to Issuer
Option (right to buy)
2012-06-14$7.35/sh−6,500$47,775→ 0 totalExercise: $4.78From: 2004-06-01Exp: 2013-06-26→ Common Stock (6,500 underlying)
Footnotes (4)
- [F1]Disposition of shares in tender offer which constitutes a change in control for cash consideration equal to $7.35 per share.
- [F2]Disposition of shares resulting from restricted stock units and other deferrals pursuant to a merger for cash consideration equal to $7.35 per share in a transaction exempt under Rule 16b-3(e).
- [F3]Option or stock appreciation right ("SAR") canceled pursuant to a merger in exchange for cash consideration equal to the difference between $7.35 and the exercise price of the option or SAR multiplied by the number of options or SARs canceled. This transaction is exempt under Rule 16b-3(e).
- [F4]Restricted stock units ("RSUs") canceled pursuant to a merger in exchange for cash consideration equal to $7.35 per RSU. RSUs were settleable upon termination of service as a director or earlier upon a change in control. RSUs are settled by issuance of one share for each RSU. This transaction is exempt under Rule 16b-3(e). A change in control became effective on the transaction date.