Romano Anthony 4

Accession 0001181431-12-036652

CIK 0000019353other

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 9:19 AM ET

Size

17.2 KB

Accession

0001181431-12-036652

Form 4

Period: 2012-06-14

EVP - Business Transformation

Transactions

Disposition from Tender
Common Stock
2012-06-14$7.35/sh−30,502$224,190→ 43,819 total
Award
Common Stock
2012-06-14+49,669→ 93,488 total
Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−45,324$333,131→ 0 total
Exercise: $5.18Exp: 2017-04-04→ Common Stock (45,324 underlying)
Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−600,000$4,410,000→ 0 total
Exercise: $4.00Exp: 2018-03-28→ Common Stock (600,000 underlying)
Disposition to Issuer
Common Stock
2012-06-14$7.35/sh−93,488$687,137→ 0 total
Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−150,000$1,102,500→ 0 total
Exercise: $1.03Exp: 2016-02-09→ Common Stock (150,000 underlying)
Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−182,278$1,339,743→ 0 total
Exercise: $6.04Exp: 2019-04-01→ Common Stock (182,278 underlying)

Footnotes (8)

[F1]Disposition of shares in tender offer which constitutes a change in control for cash consideration equal to $7.35 per share.
[F2]Issuance of shares in settlement of performance share units for no cash consideration in a transaction exempt under Rule 16b-3(d).
[F3]Disposition pursuant to a merger for cash consideration equal to $7.35 per share in a transaction excempt under Rule 16b-3(e).
[F4]SAR canceled pursuant to a merger in exchange for cash consideration equal to the difference between $7.35 and the exercise price of the SAR multiplied by the number of SARs canceled. This transaction is exempt under Rule 16b-3(e). The merger became effective on the transaction date.
[F5]This SAR (granted 2/10/2009) became exercisable as to 40% of the shares on the second anniversary of the date of grant, 30% of the shares on the third anniversary of the date of grant and the remaining 30% of the shares upon effectiveness of the merger.
[F6]This SAR (granted 4/5/2010) became exercisable as to 25% of the shares on the first and second anniversaries of the date of grant and each of the two remaining 25% vestings of the shares upon effectiveness of the merger.
[F7]This SAR (granted 3/29/2011) became exercisable as to 25% of the shares on the first anniversary of the date of grant and each of the three remaining 25% vestings of the shares upon effectiveness of the merger.
[F8]This SAR (granted 4/2/2012) became exercisable as to all of the shares upon effectiveness of the merger.

Documents

1 file

CHARMING SHOPPES INC

CIK 0000019353

Entity typeother