4//SEC Filing
STERN COLIN D 4
Accession 0001181431-12-036654
CIK 0000019353other
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 9:20 AM ET
Size
21.6 KB
Accession
0001181431-12-036654
Insider Transaction Report
Form 4
STERN COLIN D
EVP, General Counsel & Sec.
Transactions
- Disposition from Tender
Common Stock
2012-06-14$7.35/sh−113,037$830,822→ 21,571 total - Award
Common Stock
2012-06-14+22,165→ 43,736 total - Disposition to Issuer
Common Stock
2012-06-14$7.35/sh−43,736$321,460→ 0 total - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−9,692$71,236→ 38,770 totalExercise: $5.00Exp: 2015-03-31→ Common Stock (9,692 underlying) - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−38,770$284,960→ 0 totalExercise: $5.00Exp: 2015-03-31→ Common Stock (38,770 underlying) - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−125,000$918,750→ 0 totalExercise: $1.57Exp: 2016-03-22→ Common Stock (125,000 underlying) - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−40,672$298,939→ 0 totalExercise: $6.04Exp: 2019-04-01→ Common Stock (40,672 underlying) - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−40,452$297,322→ 0 totalExercise: $5.18Exp: 2017-04-04→ Common Stock (40,452 underlying) - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−75,000$551,250→ 0 totalExercise: $4.00Exp: 2018-03-28→ Common Stock (75,000 underlying)
Footnotes (10)
- [F1]Disposition of shares in tender offer which constitutes a change in control for cash consideration equal to $7.35 per share.
- [F10]This SAR (granted 4/2/2012) became exercisable as to all of the shares upon effectiveness of the merger.
- [F2]Issuance of shares in settlement of performance share units for no cash consideration in a transaction exempt under Rule 16b-3(d).
- [F3]Disposition pursuant to a merger for cash consideration equal to $7.35 per share in a transaction excempt under Rule 16b-3(e).
- [F4]SAR canceled pursuant to a merger in exchange for cash consideration equal to the difference between $7.35 and the exercise price of the SAR multiplied by the number of SARs canceled. This transaction is exempt under Rule 16b-3(e). The merger became effective on the transaction date.
- [F5]This SAR (granted 4/1/2008) became exercisable as to 50% of the shares on each of the first and second anniversaries of the date of grant.
- [F6]This SAR (granted 4/1/2008) became exercisable as to one-third of the shares on each of the third and fourth anniveraries of the date of grant and the remaining one-third upon effectiveness of the merger.
- [F7]This SAR (granted 3/23/2009) became exercisable as to 40% of the shares on the second anniversary of the date of grant, 30% of the shares on the third anniversary of the date of grant and the remaining 30% of the shares upon effectiveness of the merger.
- [F8]This SAR (granted 4/5/2010) became exercisable as to 25% of the shares on the first and second anniversaries of the date of grant and each of the two remaining 25% vestings of the shares upon effectiveness of the merger.
- [F9]This SAR (granted 3/29/2011) became exercisable as to 25% of the shares on the first anniversary of the date of grant and each of the three remaining 25% vestings of the shares upon effectiveness of the merger.
Documents
Issuer
CHARMING SHOPPES INC
CIK 0000019353
Entity typeother
Related Parties
1- filerCIK 0001024771
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 9:20 AM ET
- Size
- 21.6 KB