4//SEC Filing
WILLIAMS CAROL 4
Accession 0001181431-12-036655
CIK 0000019353other
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 9:20 AM ET
Size
19.4 KB
Accession
0001181431-12-036655
Insider Transaction Report
Form 4
WILLIAMS CAROL
President - Catherines
Transactions
- Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−154,321$1,134,259→ 0 totalExercise: $3.11Exp: 2015-10-12→ Common Stock (154,321 underlying) - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−41,966$308,450→ 0 totalExercise: $5.18Exp: 2017-04-04→ Common Stock (41,966 underlying) - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−115,000$845,250→ 0 totalExercise: $1.57Exp: 2016-03-22→ Common Stock (115,000 underlying) - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−40,506$297,719→ 0 totalExercise: $6.04Exp: 2019-04-01→ Common Stock (40,506 underlying) - Award
Common Stock
2012-06-14+27,594→ 42,834 total - Disposition to Issuer
Common Stock
2012-06-14$7.35/sh−42,834$314,830→ 0 total - Disposition from Tender
Common Stock
2012-06-14$7.35/sh−4,662$34,266→ 15,240 total - Disposition to Issuer
Stock Appreciation Right (right to buy)
2012-06-14$7.35/sh−60,000$441,000→ 0 totalExercise: $4.00Exp: 2018-03-28→ Common Stock (60,000 underlying)
Footnotes (9)
- [F1]Disposition of shares in tender offer which constitutes a change in control for cash consideration equal to $7.35 per share.
- [F2]Issuance of shares in settlement of performance share units for no cash consideration in a transaction exempt under Rule 16b-3(d).
- [F3]Disposition pursuant to a merger for cash consideration equal to $7.35 per share in a transaction excempt under Rule 16b-3(e).
- [F4]SAR canceled pursuant to a merger in exchange for cash consideration equal to the difference between $7.35 and the exercise price of the SAR multiplied by the number of SARs canceled. This transaction is exempt under Rule 16b-3(e). The merger became effective on the transaction date.
- [F5]This SAR (granted 10/13/2008) became exercisable as to one-third of the shares on the third anniversary of the date of grant and each of the two remaining one-third vestings of the shares upon effectiveness of the merger.
- [F6]This SAR (granted 3/23/2009) became exercisable as to 40% of the shares on the second anniversary of the date of grant, 30% of the shares on the third anniversary of the date of grant and the remaining 30% of the shares upon effectiveness of the merger.
- [F7]This SAR (granted 4/5/2010) became exercisable as to 25% of the shares on the first and second anniversaries of the date of grant and each of the two remaining 25% vestings of the shares upon effectiveness of the merger.
- [F8]This SAR (granted 3/29/2011) became exercisable as to 25% of the shares on the first anniversary of the date of grant and each of the three remaining 25% vestings of the shares upon effectiveness of the merger.
- [F9]This SAR (granted 4/2/2012) became exercisable as to all of the shares upon effectiveness of the merger.
Documents
Issuer
CHARMING SHOPPES INC
CIK 0000019353
Entity typeother
Related Parties
1- filerCIK 0001522887
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 9:20 AM ET
- Size
- 19.4 KB