4//SEC Filing
TAYLOR BRUCE W 4
Accession 0001181431-12-037232
CIK 0001025536other
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 4:27 PM ET
Size
11.2 KB
Accession
0001181431-12-037232
Insider Transaction Report
Form 4
TAYLOR BRUCE W
DirectorChairman and CEO10% Owner
Transactions
- Conversion
Common Stock
2012-06-15$9.88/sh+2,224$21,973→ 197,276 total(indirect: By Trust) - Conversion
Stock Purchase Warrant (right to buy Common Stock)
2012-06-15−7,500→ 0 total(indirect: By Trust)Exercise: $9.88From: 2009-03-29Exp: 2013-09-29→ Common Stock (7,500 underlying)
Holdings
- 39,720(indirect: By Trust)
Common Stock
- 4,679,259(indirect: By Trust)
Common Stock
- 16,253(indirect: By IRA)
Common Stock
- 34,000(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Represents shares held by Bruce W. Taylor Revocable Trust under agreement dated 4/10/1984.
- [F2]Represents shares held by a Voting Trust under agreement dated November 30, 1998, of which Jeffrey W. Taylor, Bruce W. Taylor and Cindy Taylor Robinson each serve as trustees.
- [F3]Represents shares held in the Bruce W. Taylor Gift Trust under agreement dated June 10, 1982 of which Bruce W. Taylor and Cindy Taylor serve as co-trustees.
- [F4]Represents stock owned by Bruce W. Taylor and Barbara Taylor, joint tenants
- [F5]Represents shares owned by the Bruce W. Taylor Individual Retirement Account.
- [F6]Pursuant to the existing terms of this stock purchase warrant, the Issuer exercised its option to cause the conversion of the warrant, on a cashless basis, for the number of shares of Common Stock reported on this Form 4 as acquired by the Reporting Person upon conversion of the warrant. As a result of such cashless conversion of the warrant, the Reporting Person's rights under the warrant were limited solely to the right to receive upon surrender of the warrant certificate the net number of shares reported as acquired in Table I hereof, and the Reporting Person's exercise rights to acquire any additional shares under the warrant were extinguished.
Documents
Issuer
TAYLOR CAPITAL GROUP INC
CIK 0001025536
Entity typeother
Related Parties
1- filerCIK 0001200344
Filing Metadata
- Form type
- 4
- Filed
- Jun 18, 8:00 PM ET
- Accepted
- Jun 19, 4:27 PM ET
- Size
- 11.2 KB