Home/Filings/4/0001181431-12-037233
4//SEC Filing

Hammock M Hill 4

Accession 0001181431-12-037233

CIK 0001025536other

Filed

Jun 18, 8:00 PM ET

Accepted

Jun 19, 4:27 PM ET

Size

11.4 KB

Accession

0001181431-12-037233

Insider Transaction Report

Form 4
Period: 2012-06-15
Transactions
  • Conversion

    Stock Purchase Warrant (right to buy Common Stock)

    2012-06-1522,5000 total(indirect: By Trust)
    Exercise: $9.88From: 2009-03-29Exp: 2013-09-29Common Stock (22,500 underlying)
  • Conversion

    Common Stock

    2012-06-15$9.88/sh+6,672$65,91998,966 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By Trust)
    18,509
  • Common Stock

    (indirect: By Foundation)
    23,342
  • Common Stock

    5,650
  • Common Stock

    (indirect: By IRA)
    146,710
  • Common Stock

    944
Footnotes (6)
  • [F1]Shares held indirectly by M. Hill Hammock as Trustee, for M. Hill Hammock Jr. Living Trust.
  • [F2]Shares held indirectly by M. Hill Hammock as Trustee, for Cheryl W. Hammock Living Trust.
  • [F3]Represents a grant of restricted stock, 50% of which vested on August 13, 2011 and an additional 25% will vest on each of August 13, 2012 and 2013.
  • [F4]Held by the Chilanta Community Foundation, of which M. Hill Hammock is the Treasurer.
  • [F5]by IRA for self
  • [F6]Pursuant to the existing terms of this stock purchase warrant, the Issuer exercised its option to cause the conversion of the warrant, on a cashless basis, for the number of shares of Common Stock reported on this Form 4 as acquired by the Reporting Person upon conversion of the warrant. As a result of such cashless conversion of the warrant, the Reporting Person's rights under the warrant were limited solely to the right to receive upon surrender of the warrant certificate the net number of shares reported as acquired in Table I hereof, and the Reporting Person's exercise rights to acquire any additional shares under the warrant were extinguished.

Issuer

TAYLOR CAPITAL GROUP INC

CIK 0001025536

Entity typeother

Related Parties

1
  • filerCIK 0001442637

Filing Metadata

Form type
4
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 4:27 PM ET
Size
11.4 KB