4//SEC Filing
BAUMER JOHN M 4
Accession 0001181431-12-037895
CIK 0000084129other
Filed
Jun 24, 8:00 PM ET
Accepted
Jun 25, 7:44 PM ET
Size
10.2 KB
Accession
0001181431-12-037895
Insider Transaction Report
Form 4
BAUMER JOHN M
Director
Transactions
- Award
Common Stock
2012-06-21+76,923→ 153,846 total
Holdings
- 31,350,448.28(indirect: See footnote)
6% Series H Cumulative Convertible Pay-In-Kind Preferred Stk
→ Common Stock (31,350,448.28 underlying) - 127(indirect: See footnote)
7% Series G Cumulative Convertible Pay-In-Kind Preferred Stk
→ Common Stock (127 underlying)
Footnotes (9)
- [F1]Not applicable.
- [F2]Acquired pursuant to a grant of Restricted Stock Units ("RSUs") which vest over three years: 80% vest on June 21, 2013, 10% vest on June 21, 2014, and 10% vest on June 21, 2015.
- [F3]Granted as compensation for services.
- [F4]Mr. Baumer is a Partner of Leonard Green & Partners, L.P. ("LGP"), the management company of Green Equity Investors III, L.P. ("GEI III") and Green Equity Investors Side III, L.P. ("GEI Side III" and together with LGP and GEI III, the "LGP Entities") which also hold securities of the Issuer. The securities reported on this row are held by Mr. Baumer for the benefit of LGP. Mr. Baumer disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein. The securities reported on this row do not include, and Mr. Baumer expressly disclaims beneficial ownership of, any other securities of the Issuer owned by the LGP Entities, except to the extent of any pecuniary interest therein.
- [F5]The Series G Preferred Stock had a Liquidation Preference value of $100.00 per share when acquired, and an initial conversion ratio of 18.18:1, which represented a Common Stock share price of $5.50. The conversion ratio is subject to adjustment for accrued but unpaid dividends at the time of conversion.
- [F6]Immediately.
- [F7]Not applicable.
- [F8]GEI III and GEI Side III are the direct owners of the shares reported herein. Mr. Baumer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI III and GEI Side III. Mr. Baumer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F9]The Series H Preferred Stock had a Liquidation Preference value of $100.00 per share when acquired, and an initial conversion ratio of 18.18:1, which represented a Common Stock share price of $5.50. The conversion ratio is subject to adjustment for accrued but unpaid dividends at the time of conversion.
Documents
Issuer
RITE AID CORP
CIK 0000084129
Entity typeother
Related Parties
1- filerCIK 0001243584
Filing Metadata
- Form type
- 4
- Filed
- Jun 24, 8:00 PM ET
- Accepted
- Jun 25, 7:44 PM ET
- Size
- 10.2 KB